RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S••• B•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 2, 2025 · Hunt Valley, Md
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 29, 2009 to Sep 2, 2025 · Baltimore, Md
- M••••• S•••••• • C•• L•• unclassifiedAug 19, 2008 to Apr 13, 2009 · Bethesda, Md
- N••••••••• M••••• I••••••••• S••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 2, 2025, registered Sep 2, 2025 (0 days) · Other
- M••••• S•••••• • C•• L•• to N••••••••• M••••• I••••••••• S•••••••••left Apr 13, 2009, registered Apr 29, 2009 (16 days) · Other
- J•••• S••• B••• left N••••••••• M••••• I••••••••• S••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-02)Sep 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address