DFX Intelligence
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Registered advisor
J••••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• T••••••••• P•••••• T••••••••• P• T•••••
At current firm
9 y
since Feb 1, 2017
In the industry
19 y
since Oct 19, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 1, 2017 · Westlake, Tx
- W•••• F•••• A••••••• wirehouseDec 4, 2015 to Jan 19, 2017 · Fort Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 21, 2008 to Dec 7, 2015 · Houston, Tx
- M••••• S•••••• • C•• L•• unclassifiedOct 2, 2007 to Mar 3, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Jan 19, 2017, registered Feb 1, 2017 (13 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 7, 2015, registered Dec 4, 2015 (-3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 3, 2008, registered Apr 21, 2008 (49 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address