DFX Intelligence
RIA Intelligence
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Registered advisor
B•••••• M•••••• M••••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
9 y
since Aug 10, 2017
In the industry
19 y
since Sep 14, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••• C•••••• F•••••••• mixed wealth currentsince Aug 10, 2017 · Overland Park, Ks
- L••••• F•••••••• I•• formerAug 13, 2012 to Oct 13, 2017 · Bedford, Tx
Moves
a registration end followed by a registration begin elsewhere
- L••••• F•••••••• I•• to P•••• C•••••• F••••••••left Oct 13, 2017, registered Aug 10, 2017 (-64 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address