RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• E••••• B••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Apr 11, 2017 · Mission Hills, Ks
- N•••••••• B••••• B• L•• no RAUMApr 8, 2014 to Jul 27, 2015 · Fairway, Ks
- C••••• C••••••• L•• formerJan 12, 2012 to Apr 18, 2014 · Denver, Co
- N•••••••• B••••• B• L•• to T• R••• P•••• A••••••••• I•••left Jul 27, 2015, registered Apr 11, 2017 (624 days) · Other
- C••••• C••••••• L•• to N•••••••• B••••• B• L••left Apr 18, 2014, registered Apr 8, 2014 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address