RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• D•••• H•••••
- C•••••••• W••••• M••••••••• L••• state registered currentsince Jun 27, 2018 · Overland Park, Ks
- L••••• A••••••• G••••• L•• formerDec 15, 2016 to Jul 5, 2018 · Overland Park, Ks
- L••••• A••••••• G•••• formerJan 22, 2008 to Dec 31, 2016 · Overland Park, Ks
- L••••• A••••••• G••••• L•• to C•••••••• W••••• M••••••••• L•••left Jul 5, 2018, registered Jun 27, 2018 (-8 days) · RIA to a state-registered adviser
- L••••• A••••••• G•••• to L••••• A••••••• G••••• L••left Dec 31, 2016, registered Dec 15, 2016 (-16 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address