DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Legacy Advisory Group

Former SEC-registered adviserOverland Park, KansasCRD 141329SEC 801-67177IAPD
Legal name Legacy Advisory Group LLC
Latest filing Oct 7, 2016
First filing on the tape Mar 27, 2012 · 8 filings
RAUM
$103M
reported, Item 5.F
Discretionary
26%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
4
$1.9M gross assets
History
8 filings and snapshots on the tape
RAUM$103M as of Oct 7, 2016
Mar 27, 2012$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Oct 7, 2016
Mar 22, 20131 then
Employees (5.A)4 as of Oct 7, 2016
Mar 22, 20131 then
Private funds: 4
RAUM -1.9% over the last fiscal year-3.6% a year over threeIARs 1 to 3
Practice profile
derived from the filing of Oct 7, 2016; every figure names its basis
RAUM per advisor
$34.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$220,557derivedRAUM over accounts (5.F.2.f)
Discretionary
26%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-1.9%derivedbetween the last two annual amendments
Advisor growth, one year
+200%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
467reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jack Kynion · Managing Director And Chief Compliance Officercontrol
      since 09/2016 · owns less than 5%
    • Ann Valerie Kynion · Ownercontrol
      since 09/2016 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Jack Kynion
      pooled vehicle sponsory
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 75 to 467
      Mar 21, 2015 to Oct 7, 2016
    • Advisory employees · 1 to 3
      Mar 21, 2015 to Oct 7, 2016
    • Advisory activities · 4 to 5
      Mar 21, 2015 to Oct 7, 2016
    • Employees · 2 to 4
      Mar 21, 2015 to Oct 7, 2016
    • State-registered IARs · 1 to 3
      Mar 21, 2015 to Oct 7, 2016
    • Private funds · unset to 4
      Mar 21, 2015 to Oct 7, 2016
    • Discretionary RAUM · $0 to $27.0M
      Mar 21, 2015 to Oct 7, 2016
    • Non-discretionary RAUM · $105M to $76.0M
      Mar 21, 2015 to Oct 7, 2016
    • RAUM · $105M to $103M
      Mar 21, 2015 to Oct 7, 2016
    • Accounts · 100 to 75
      Nov 20, 2014 to Mar 21, 2015
    • Discretionary RAUM · $70.0M to $0
      Nov 20, 2014 to Mar 21, 2015
    • Non-discretionary RAUM · $40.0M to $105M
      Nov 20, 2014 to Mar 21, 2015
    • RAUM · $110M to $105M
      Nov 20, 2014 to Mar 21, 2015
    • Accounts · 75 to 100
      Mar 22, 2013 to Mar 12, 2014
    • Commission compensation · true to false
      Mar 22, 2013 to Mar 12, 2014
    • Employees · 1 to 2
      Mar 22, 2013 to Mar 12, 2014
    • Discretionary RAUM · $65.0M to $70.0M
      Mar 22, 2013 to Mar 12, 2014
    • Non-discretionary RAUM · $50.0M to $40.0M
      Mar 22, 2013 to Mar 12, 2014
    • RAUM · $115M to $110M
      Mar 22, 2013 to Mar 12, 2014
    • Accounts · 70 to 75
      Mar 27, 2012 to Mar 22, 2013
    • Advisory employees · unset to 1.0
      Mar 27, 2012 to Mar 22, 2013
    • Employees · unset to 1.0
      Mar 27, 2012 to Mar 22, 2013
    • State-registered IARs · unset to 1.0
      Mar 27, 2012 to Mar 22, 2013
    • Discretionary RAUM · $60.0M to $65.0M
      Mar 27, 2012 to Mar 22, 2013
    • Non-discretionary RAUM · $45.0M to $50.0M
      Mar 27, 2012 to Mar 22, 2013
    • RAUM · $105M to $115M
      Mar 27, 2012 to Mar 22, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026