DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph William Galunas
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Josehp William Galunas
At current firm
2 y
since Jun 17, 2024
In the industry
19 y
since Feb 12, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Jun 17, 2024 · Atlanta, Ga
- Capital Group Private Client Services, Inc. independent RIAJul 1, 2021 to Jun 11, 2024 · Los Angeles, Ca
- Capital Bank And Trust Company asset managerJun 8, 2017 to Jul 1, 2021 · Atlanta, Ga
- E*Trade Capital Management, LLC formerApr 27, 2012 to Aug 6, 2015 · Arlington, Va
- Ameriprise Financial Services, LLC national BDFeb 12, 2007 to Dec 22, 2008 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Capital Group Private Client Services, Inc. to Creative Planningleft Jun 11, 2024, registered Jun 17, 2024 (6 days) · RIA to RIA
- Capital Bank And Trust Company to Capital Group Private Client Services, Inc.left Jul 1, 2021, registered Jul 1, 2021 (0 days) · corporate re-registration, not a move
- E*Trade Capital Management, LLC to Capital Bank And Trust Companyleft Aug 6, 2015, registered Jun 8, 2017 (672 days) · Other
- Ameriprise Financial Services, LLC to E*Trade Capital Management, LLCleft Dec 22, 2008, registered Apr 27, 2012 (1222 days) · Other
Signals
- Joseph William Galunas left Capital Group Private Client Services, Inc. for Creative Planning (registered 2024-06-17)Jun 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address