RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Elizabeth Nmn Luna
- Title
- Director of Wealth Managementreportedaria401k.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Aria Wealth Management independent RIA currentsince Jan 1, 2026 · Saratoga, Ca
- Institute For Wealth Advisors, Inc. formerMar 2, 2017 to Mar 8, 2018 · San Jose, Ca
- Sowell Management independent RIASep 26, 2016 to Jan 25, 2017 · San Jose, Ca
- Concert Capital Management formerOct 10, 2011 to Jun 16, 2014 · San Jose, Ca
- Private Client Advisors formerOct 10, 2011 to Jun 16, 2014 · San Jose, Ca
- Concert Wealth Management formerNov 30, 2006 to Mar 29, 2018 · San Jose, Ca
- Concert Wealth Management to Concert Capital Managementleft Mar 29, 2018, registered Oct 10, 2011 (-2362 days) · Other · moved with a team
- Institute For Wealth Advisors, Inc. to Aria Wealth Managementleft Mar 8, 2018, registered Jan 1, 2026 (2856 days) · Other
- Sowell Management to Institute For Wealth Advisors, Inc.left Jan 25, 2017, registered Mar 2, 2017 (36 days) · Other · moved with a team
- Concert Capital Management to Private Client Advisorsleft Jun 16, 2014, registered Oct 10, 2011 (-980 days) · channel change inside one enterprise, not a move
- Private Client Advisors to Sowell Managementleft Jun 16, 2014, registered Sep 26, 2016 (833 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address