DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erik Cecil Barnes
Feed of 09/14/2026
At current firm
14 y
since Aug 8, 2012
In the industry
19 y
since Nov 13, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Retirement Portfolio Partners state registered currentsince Aug 8, 2012 · Warrenville, Il
- Retirement Portfolio Partners state registeredMay 3, 2011 to Dec 31, 2011 · Warrenville, Il
- Harbor Financial Services, LLC formerOct 19, 2009 to Jul 13, 2010 · Oswego, Il
- Next Financial Group, Inc. formerMay 13, 2008 to Sep 10, 2009 · Plainfield, Il
- Edward Jones national BDJan 17, 2007 to Apr 29, 2008 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Harbor Financial Services, LLC to Retirement Portfolio Partnersleft Jul 13, 2010, registered May 3, 2011 (294 days) · Other
- Next Financial Group, Inc. to Harbor Financial Services, LLCleft Sep 10, 2009, registered Oct 19, 2009 (39 days) · Other
- Edward Jones to Next Financial Group, Inc.left Apr 29, 2008, registered May 13, 2008 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address