DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shannon Margaret Beahan
Certified Financial Planner
Feed of 09/15/2026
Also filed as Shannon Margaret Beahan
At current firm
5 y
since Feb 25, 2021
In the industry
17 y
since Mar 24, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cooper Mcmanus independent RIA currentsince Feb 25, 2021 · Westlake Village, Ca
- Fidelity Personal And Workplace Advisors formerMay 15, 2020 to Feb 22, 2021 · Campbell, Ca
- Ladenburg Thalmann Asset Management Inc otherMay 17, 2012 to May 4, 2020 · New York, Ny
- Brecek & Young Advisors, Inc. formerMar 17, 2010 to May 14, 2012 · Folsom, Ca
- LPL Financial LLC BD affiliatedJul 30, 2009 to Mar 8, 2010 · Santa Rosa, Ca
- D.A. Davidson & Co. independent RIAMar 25, 2009 to Jul 9, 2009 · Moscow, Id
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Cooper Mcmanusleft Feb 22, 2021, registered Feb 25, 2021 (3 days) · Affiliated broker-dealer or bank to independent RIA
- Ladenburg Thalmann Asset Management Inc to Fidelity Personal And Workplace Advisorsleft May 4, 2020, registered May 15, 2020 (11 days) · RIA to affiliated broker-dealer or bank
- Brecek & Young Advisors, Inc. to Ladenburg Thalmann Asset Management Incleft May 14, 2012, registered May 17, 2012 (3 days) · Other
- LPL Financial LLC to Brecek & Young Advisors, Inc.left Mar 8, 2010, registered Mar 17, 2010 (9 days) · Other
- D.A. Davidson & Co. to LPL Financial LLCleft Jul 9, 2009, registered Jul 30, 2009 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address