DFX Intelligence
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Registered advisor
J•••• L••••••• V•••••• S•••••
Feed of 09/14/2026
Also filed as J••• S•••••
At current firm
2 y
since Jun 4, 2024
In the industry
19 y
since Oct 11, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 4, 2024 · San Francisco, Ca
- B••••••• C•••••• I••• formerJan 21, 2009 to May 16, 2011 · Boston, Ma
- L••••• B••••••• I••• unclassifiedMar 26, 2008 to Oct 15, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- B••••••• C•••••• I••• to J••• M••••• S••••••••• L••left May 16, 2011, registered Jun 4, 2024 (4768 days) · Other
- L••••• B••••••• I••• to B••••••• C•••••• I•••left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address