DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Mywallst Advisory LLC
Latest filing Nov 4, 2024
First filing on the tape Mar 8, 2021 · 18 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM: no history
HNW client RAUM$0 as of Mar 31, 2024
Mar 4, 2022$0 then
State-registered IARs (5.B.3)2 as of Mar 31, 2024
Mar 4, 20222 then
Employees (5.A)2 as of Mar 31, 2024
Mar 4, 20222 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Nov 4, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 676derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 1,342reported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- n/areported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Jacob Jeffery Pulver to Kingswood Wealth Advisors, LLCApr 1, 2024 · Other
- Kristen Voigtsberger to Driveadvisory, LLCOct 12, 2023 · Other
- Chitman Singh Uppal to Voya Financial Advisors, Inc.Jun 14, 2022 · Other
- Stacey Lynn Lavender to Level Four Advisory ServicesNov 17, 2021 · Other
Joined, latest
- Kristen Voigtsberger from Hoey Investments, Inc.Aug 25, 2021 · RIA to a newly registered adviser
- Stacey Lynn Lavender from Harbor Financial Services, LLCJul 28, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jaindl David Martin · Ceocontrolsince 01/2022 · owns less than 5%
- Elizabeth Kristen Voigtsberger · Ccocontrolsince 06/2022 · owns less than 5%
Entity owners
- Mywallst Ltd. · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| American Fork, Ut | 0 | 0 | 0 | ||
| West Chester, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 2 to 3Dec 1, 2022 to Mar 27, 2023
- HNW clients · 200 to 9Dec 1, 2022 to Mar 27, 2023
- Individual clients · 1,800 to 1,342Dec 1, 2022 to Mar 27, 2023
- Accounts · 0.0 to unsetJan 4, 2022 to Mar 4, 2022
- Advisory employees · 0 to 2Jan 4, 2022 to Mar 4, 2022
- BD registered reps · 0 to 1Jan 4, 2022 to Mar 4, 2022
- HNW clients · unset to 200.0Jan 4, 2022 to Mar 4, 2022
- Individual clients · unset to 1800.0Jan 4, 2022 to Mar 4, 2022
- Employees · 1 to 2Jan 4, 2022 to Mar 4, 2022
- State-registered IARs · 0 to 2Jan 4, 2022 to Mar 4, 2022
- Discretionary RAUM · 0.0 to unsetJan 4, 2022 to Mar 4, 2022
- Non-discretionary RAUM · 0.0 to unsetJan 4, 2022 to Mar 4, 2022
- RAUM · 0.0 to unsetJan 4, 2022 to Mar 4, 2022
Signals
10 dated events
- Jacob Jeffery Pulver left Mywallst Advisory Llc for Kingswood Wealth Advisors, Llc (registered 2024-03-18)Apr 1, 2024 · Advisor changed firm · fact
- Kristen Voigtsberger left Mywallst Advisory Llc for Driveadvisory, Llc (registered 2022-05-25)Oct 12, 2023 · Advisor changed firm · fact
- Chitman Singh Uppal left Mywallst Advisory Llc for Voya Financial Advisors, Inc. (registered 2026-08-26)Jun 14, 2022 · Advisor changed firm · fact
- Singh Chitman Uppal (Cco) no longer on Schedule A of Mywallst Advisory Llc (listed 2022-03-04, absent 2022-06-14)Jun 14, 2022 · Control person left · inference
- Elizabeth Kristen Voigtsberger (Cco) appeared on Schedule A of Mywallst Advisory LlcJun 14, 2022 · Control person joined · fact
- Singh Chitman Uppal (Cco) appeared on Schedule A of Mywallst Advisory LlcJan 4, 2022 · Control person joined · fact
- Louise Terresa Beaman (Cco) no longer on Schedule A of Mywallst Advisory Llc (listed 2021-09-28, absent 2022-01-04)Jan 4, 2022 · Control person left · inference
- Jaindl David Martin (President/Ceo) appeared on Schedule A of Mywallst Advisory LlcSep 28, 2021 · Control person joined · fact
- Louise Terresa Beaman (Cco) appeared on Schedule A of Mywallst Advisory LlcJul 27, 2021 · Control person joined · fact
- Mywallst Advisory Llc filed its initial SEC registration (Form ADV)Mar 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026