DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• R• S•••••

C••• I••••••••• A••••••• S•••••••• L••institutionalChicago, IlIA-onlyIAPD 5205682

Feed of 09/14/2026

Also filed as Michael Ray Stuart

At current firm

0 y

since Jun 2, 2026

In the industry

19 y

since Apr 25, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• I••••••••• A••••••• S•••••••• L•• institutional current
since Jun 2, 2026 · Chicago, Il
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 21, 2025 to Jun 4, 2026 · Chicago, Il
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 19, 2010 · Chicago, Il
M••••• S•••••• • C•• L•• unclassified
Aug 4, 2008 to Jun 1, 2009 · Chicago, Il
U•• A•••• M••••••••• ••• I••• unclassified
Apr 25, 2007 to May 30, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••• I••••••••• A••••••• S•••••••• L••
left Jun 4, 2026, registered Jun 2, 2026 (-2 days) · Other
M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 19, 2010, registered Jul 21, 2025 (5481 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
U•• A•••• M••••••••• ••• I••• to M••••• S•••••• • C•• L••
left May 30, 2008, registered Aug 4, 2008 (66 days) · Other

Signals

M•••••• R• S••••• left A••••••••• F•••••••• S•••••••• L•• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2026-06-02)
Jun 4, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address