E••• L••••• W••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Jan 5, 2026 · Columbia, Md
• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
  Jun 28, 2010 to Jul 23, 2010 · Owings Mills, Md
• M•• F•••••••• S•••••••• I••• former
  Jun 18, 2009 to Jan 15, 2010 · Rockville, Md

• T• R••• P•••• A••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jul 23, 2010, registered Jan 5, 2026 (5645 days) · Other
• M•• F•••••••• S•••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••
  left Jan 15, 2010, registered Jun 28, 2010 (164 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address