DFX Intelligence
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Registered advisor
V••••••• K•••• T••••••
Feed of 09/15/2026
Also filed as V••••••• K•••• T••••••
At current firm
10 y
since Mar 2, 2016
In the industry
19 y
since Jun 25, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 2, 2016 · Charlotte, Nc
- F•••• T•••• S••••••••• I••• BD affiliatedNov 14, 2013 to Feb 16, 2016 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseDec 11, 2007 to Oct 7, 2013 · Fort Mill, Sc
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Feb 16, 2016, registered Mar 2, 2016 (15 days) · Other
- W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••left Oct 7, 2013, registered Nov 14, 2013 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address