RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• P••••••• independent RIA currentsince Apr 6, 2023 · Overland Park, Ks
- J••• M••••• I••••••••• I••••••••• formerMar 2, 2010 to Dec 31, 2011 · Kansas City, Mo
- C•••• I••••••••• S••••••• C•••• formerDec 17, 2008 to Nov 20, 2009 · Overland Park, Ks
- J••• M••••• I••••••••• I••••••••• formerOct 4, 2007 to Oct 22, 2008 · Kansas City, Mo
- J••• M••••• I••••••••• I••••••••• to C••••••• P•••••••left Dec 31, 2011, registered Apr 6, 2023 (4114 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• I••••••••• I•••••••••left Nov 20, 2009, registered Mar 2, 2010 (102 days) · Other
- J••• M••••• I••••••••• I••••••••• to C•••• I••••••••• S••••••• C••••left Oct 22, 2008, registered Dec 17, 2008 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address