RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K•••• G••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 12, 2011 · Atlanta, Ga
- S••••••••• A•••••• A•••••••• I••• formerAug 3, 2010 to Aug 9, 2011 · Atlanta, Ga
- M••••• S•••••• wirehouseMar 2, 2010 to Jun 8, 2010 · Atlanta, Ga
- T••••••••• F•••••••• A•••••••• L•• independent RIAJun 28, 2007 to Aug 21, 2009 · Roswell, Ga
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 9, 2011, registered Aug 12, 2011 (3 days) · Other
- M••••• S•••••• to S••••••••• A•••••• A•••••••• I•••left Jun 8, 2010, registered Aug 3, 2010 (56 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to M••••• S••••••left Aug 21, 2009, registered Mar 2, 2010 (193 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address