DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A••• H•••••••

C••••• I••••••••• A••••••• L••BD affiliatedPittsburgh, Pa dual registrantIAPD 5221324

Feed of 09/14/2026

At current firm

4 y

since Sep 24, 2021

In the industry

19 y

since Dec 28, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 24, 2021 · Pittsburgh, Pa
C••••••• P•••••• W••••• BD affiliated
Aug 15, 2019 to Dec 11, 2020 · Washington, Pa
C••••••• S••••••••• I••• BD affiliated
Feb 19, 2013 to Dec 11, 2020 · Bethel Park, Pa
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Jan 30, 2013 · Pittsburgh, Pa
N•••••• I••••••••• I••• unclassified
Nov 11, 2008 to Nov 13, 2009 · Pittsburgh, Pa
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 1, 2007 to Oct 14, 2008 · Sewickley, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••••• W••••• to C••••• I••••••••• A••••••• L••
left Dec 11, 2020, registered Sep 24, 2021 (287 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to C••••••• P•••••• W•••••
left Dec 11, 2020, registered Aug 15, 2019 (-484 days) · Affiliated broker-dealer or bank to independent RIA
P•• W••••• M••••••••• to C••••••• S••••••••• I•••
left Jan 30, 2013, registered Feb 19, 2013 (20 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to N•••••• I••••••••• I•••
left Oct 14, 2008, registered Nov 11, 2008 (28 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address