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Registered advisor
P•••••• J••• H••••••
Feed of 09/15/2026
Also filed as P•••••• J H••••••
At current firm
1 y
since Mar 6, 2025
In the industry
14 y
since Feb 16, 2012 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Novi, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 1, 2023 to Dec 2, 2024 · Novi, Mi
- C•••••• S••••• • C••• I••• national BDJan 28, 2022 to Jun 13, 2023 · Novi, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 29, 2019 to Jun 13, 2023 · Novi, Mi
- T• A••••••••• I••• formerJan 25, 2019 to Oct 14, 2022 · Novi, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 20, 2016 to Jun 7, 2017 · Huntington Beach, Ca
- W•••• F•••• A••••••• wirehouseJan 11, 2016 to Sep 15, 2016 · Huntington Beach, Ca
- W•••• F•••• A••••••• wirehouseFeb 21, 2012 to Aug 13, 2015 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••left Dec 2, 2024, registered Mar 6, 2025 (94 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Jun 13, 2023, registered Jan 28, 2022 (-501 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 13, 2023, registered Sep 1, 2023 (80 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jan 29, 2019 (-1354 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Jun 7, 2017, registered Jan 25, 2019 (597 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 15, 2016, registered Sep 20, 2016 (5 days) · Wirehouse to wirehouse · moved with a team
Signals
- P•••••• J••• H•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for L•• F•••••••• L•• (registered 2025-03-06)Dec 2, 2024 · Advisor changed firm · fact
- P•••••• J••• H•••••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-09-01)Jun 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address