DFX Intelligence
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Registered advisor
K••• B••••
Feed of 09/14/2026
Also filed as K••• D••• M••••••••• D••• M••••••••• D••• B••••
At current firm
1 y
since Dec 2, 2024
In the industry
19 y
since Jan 23, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 2, 2024 · Plymouth, Mn
- L•• F•••••••• L•• BD affiliatedJun 16, 2022 to Jun 25, 2025 · San Diego, Ca
- R•• C•••••• M••••••• L•• national BDMar 13, 2009 to Jun 28, 2022 · Charleston, Wv
- F•••••• B•••• W••••• L•• unclassifiedJan 25, 2007 to Mar 13, 2009 · Charleston, Wv
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Jun 25, 2025, registered Dec 2, 2024 (-205 days) · Affiliated broker-dealer or bank to another
- R•• C•••••• M••••••• L•• to L•• F•••••••• L••left Jun 28, 2022, registered Jun 16, 2022 (-12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 25, 2025 · Advisor changed firm · fact
- ••• LockedJun 28, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address