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Registered advisor

J•••• M•••••

S•••••••• A••••••• L••national BDRichmond, Va dual registrantIAPD 5224238

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• Todd M•••••

At current firm

1 y

since Mar 31, 2025

In the industry

19 y

since Jan 12, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Glen Allen, Va
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 7, 2020 to Mar 31, 2025 · Glen Allen, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 8, 2018 to Jun 2, 2020 · Glen Allen, Va
T• A••••••••• I••• former
Jan 5, 2018 to Jun 2, 2020 · Glen Allen, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 31, 2017 to Dec 18, 2017 · Richmond, Va
E•••••••• A•••••••• L•• national BD
Sep 3, 2013 to Oct 11, 2017 · Richmond, Va
S••••••• I••••••••• S•••••••• I••• former
Jun 16, 2010 to Sep 5, 2013 · Richmond, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 12, 2008 to Jun 1, 2010 · Richmond, Va
F•••••• B•••• W••••• L•• unclassified
Jan 16, 2007 to May 19, 2008 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 2, 2020, registered Jul 7, 2020 (35 days) · RIA to affiliated broker-dealer or bank · moved with a team
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 2, 2020, registered Jan 8, 2018 (-876 days) · channel change inside one enterprise, not a move · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••
left Dec 18, 2017, registered Jan 5, 2018 (18 days) · Other
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 11, 2017, registered Oct 31, 2017 (20 days) · Affiliated broker-dealer or bank to wirehouse
S••••••• I••••••••• S•••••••• I••• to E•••••••• A•••••••• L••
left Sep 5, 2013, registered Sep 3, 2013 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••
left Jun 1, 2010, registered Jun 16, 2010 (15 days) · Other
F•••••• B•••• W••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 19, 2008, registered Jun 12, 2008 (24 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address