RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• E••• B••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 4, 2015 · Iselin, Nj
- E•••••• C•••••• M••••••••• L•• formerMay 27, 2014 to Jan 16, 2015 · Arlington, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 13, 2007 to May 5, 2014 · Pennington, Nj
- E•••••• C•••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 16, 2015, registered Mar 4, 2015 (47 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left May 5, 2014, registered May 27, 2014 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address