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Registered advisor
J••••••• S••••• K••••••
Feed of 09/15/2026
Also filed as J••••••• K••••••
At current firm
1 y
since Jan 17, 2025
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• I••••••••• I••• BD affiliated currentsince Jan 17, 2025 · Huntington Beach, Ca
- R•••••• J•••• • A••••••••• I••• national BDJan 14, 2020 to Jan 16, 2025 · Scottsdale, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 10, 2019 to Dec 31, 2019 · Scottsdale, Az
- K• C•••••• M••••••••• L•• unclassifiedNov 28, 2012 to Dec 9, 2019 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to O•••• I••••••••• I•••left Jan 16, 2025, registered Jan 17, 2025 (1 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Dec 31, 2019, registered Jan 14, 2020 (14 days) · Affiliated broker-dealer or bank to another · moved with a team
- K• C•••••• M••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 9, 2019, registered Jan 10, 2019 (-333 days) · Other
Signals
- J••••••• S••••• K•••••• left R•••••• J•••• • A••••••••• I••• for O•••• I••••••••• I••• (registered 2025-01-17)Jan 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address