DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew P Sands
Feed of 09/14/2026
At current firm
0 y
since Sep 1, 2026
In the industry
19 y
since Jan 8, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Elevate Wealth Management state registered currentsince Sep 1, 2026 · New Albany, Oh
- Heritage Wealth Partners, LLC formerNov 15, 2017 to Sep 7, 2023 · Dublin, Oh
- LPL Financial LLC BD affiliatedJan 5, 2013 to Nov 15, 2017 · Dublin, Oh
- Equitable Advisors, LLC national BDApr 18, 2011 to Jan 11, 2013 · Dublin, Oh
- Principal Securities, Inc. BD affiliatedJan 8, 2007 to Sep 4, 2008 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- Heritage Wealth Partners, LLC to Elevate Wealth Managementleft Sep 7, 2023, registered Sep 1, 2026 (1090 days) · RIA to a state-registered adviser
- LPL Financial LLC to Heritage Wealth Partners, LLCleft Nov 15, 2017, registered Nov 15, 2017 (0 days) · RIA to RIA · moved with a team
- Equitable Advisors, LLC to LPL Financial LLCleft Jan 11, 2013, registered Jan 5, 2013 (-6 days) · Other
- Principal Securities, Inc. to Equitable Advisors, LLCleft Sep 4, 2008, registered Apr 18, 2011 (956 days) · Other
Signals
- Matthew P Sands left Heritage Wealth Partners, Llc for Elevate Wealth Management (registered 2026-09-01)Sep 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address