DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• P••••

F••••••••• C•••••• M••••••••• L••state registeredCedar Knolls, NjIA-onlyIAPD 5229437

Feed of 09/14/2026

At current firm

0 y

since Feb 25, 2026

In the industry

19 y

since Jun 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• C•••••• M••••••••• L•• state registered current
since Feb 25, 2026 · Cedar Knolls, Nj
G•••• W••••• M••••••••• L•• independent RIA
Jan 19, 2024 to Mar 19, 2025 · Franklin Park, Nj
F••••••••• C•••••• M••••••••• L•• state registered
Jun 6, 2019 to Dec 31, 2025 · Franklin Park, Nj
T• A••••••••• I••• former
Dec 10, 2012 to Dec 4, 2017 · Short Hills, Nj
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 10, 2012 to Dec 4, 2017 · Short Hills, Nj
T• A••••••••• I••• former
Nov 13, 2007 to Jun 27, 2012 · Morristown, Nj
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 13, 2007 to Jun 27, 2012 · Morristown, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 19, 2007 to Nov 2, 2007 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

F••••••••• C•••••• M••••••••• L•• to G•••• W••••• M••••••••• L••
left Dec 31, 2025, registered Jan 19, 2024 (-712 days) · Other
G•••• W••••• M••••••••• L•• to F••••••••• C•••••• M••••••••• L••
left Mar 19, 2025, registered Feb 25, 2026 (343 days) · RIA to a state-registered adviser
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 4, 2017, registered Dec 10, 2012 (-1820 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 4, 2017, registered Dec 10, 2012 (-1820 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jun 27, 2012, registered Dec 10, 2012 (166 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 27, 2012, registered Nov 13, 2007 (-1688 days) · channel change inside one enterprise, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 2, 2007, registered Nov 13, 2007 (11 days) · Other

Signals

R•••• P•••• left F••••••••• C•••••• M••••••••• L•• for G•••• W••••• M••••••••• L•• (registered 2024-01-19)
Dec 31, 2025 · Advisor changed firm · fact
R•••• P•••• left G•••• W••••• M••••••••• L•• for F••••••••• C•••••• M••••••••• L•• (registered 2026-02-25)
Mar 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address