DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••• W••••• M••••••••• L••

Independent wealth managerAlpharetta, GeorgiaCRD 281621SEC 801-123227websiteIAPD
Latest filing Aug 28, 2026
First filing on the tape Jan 13, 2022 · 48 filings
SEC status approved since Feb 15, 2022
RAUM
$1.1B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$1.0B individuals and HNW
Advisors
68
registered through the firm on IAPD
RAUM per advisor
$15.7M
derived; firm RAUM over IAPD count
Employees
147
59 advisory (5.B.1)
Offices
127
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$1.1B as of Aug 28, 2026
Mar 28, 2022$102M then
HNW client RAUM$256M as of Aug 28, 2026
Mar 28, 2022$20.4M then
State-registered IARs (5.B.3)65 as of Aug 28, 2026
Mar 28, 202210 then
Employees (5.A)147 as of Aug 28, 2026
Mar 28, 202221 then
Private funds: no history
RAUM +67% over the last fiscal year+75% a year over threeIARs 49 to 65offices 76 to 127
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
RAUM per advisor
$15.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
79derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$198,772derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
0.5derived128 offices incl. principal (1.F.5)
RAUM growth, one year
+67%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
+22%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$790M74%
  • High-net-worth individuals$256M24%
  • Pension and profit-sharing plans$19.0M1.8%
Individual clients
5,216reported
HNW clients
140reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5,357reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
68 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E••••• B•••• G••••L•••••••Ville, Ga Nov 19, 201527 y4
B•••• W••• W•••••••Alpharetta, Ga Apr 21, 202023 y4
J•••••• K••••Fort Wayne, In Apr 21, 202021 y1
N••••••• A•••••• D•••••••Owensboro, Ky Jul 8, 202015 y1
S••••• J•••• K•••Agoura Hills, Ca Sep 16, 202111 y1
D••••• P•••••• G•••••Alpharetta, Ga Dec 24, 202116 y1
D••••• R•• M•••••Alpharetta, GaJan 28, 202211 y2
M••••• D• W••••West Des Moines, Ia Feb 4, 202216 y3
T••••••• M• M••••Red Hill, Pa Apr 5, 202212 y5
A••••• R••••• P••••••••Fremont, Oh Jun 13, 202222 y2
R••••• A••••• A••••Alpharetta, Ga Oct 4, 202225 y0
B•••••• V•••••• G••••Pineville, Nc Oct 31, 202218 y6
M•••••• P• M•••••Germantown, Wi Feb 23, 202322 y5
L•••• A•• P••••Lemoyne, Pa May 19, 202332 y3
D•••••• A• C•••••Alpharetta, Ga Jul 17, 202319 y6
R••• M•••• B•••••Alpharetta, GaAug 1, 202312 y0
R••• J••• B•••••••Alpharetta, Ga Aug 16, 202311 y0
J••••• T•••••Nashville, Tn Oct 27, 202313 y0
J•••• L•••• D••••Certified Financial PlannerHouston, Tx Dec 14, 202326 y8
K••••• W••••• B••••••Cerritos, Ca Dec 21, 202325 y2
J••• P••• R••••••Danville, Ca Jan 4, 202433 y5
M•••••• A•••• L••Munster, In Jan 8, 202424 y1
R•• L•••• R••Durham, Nc Feb 29, 202416 y0
C•••••• R•••• H••••Alpharetta, Ga Mar 7, 202410 y0
D••••• P•••••• O••••Bloomfield Twp, Mi Mar 21, 202426 y0
R•••• L•• C•••••••Abilene, Tx Apr 1, 202414 y0
A•••••• M•••••• M•••••••••Alpharetta, Ga Apr 5, 202413 y0
S•••••••• A•••••• L•••••Shawnee, Ks Apr 8, 202443 y2
F•••••••• H••••• A••••Tucson, Az May 2, 202426 y0
C•••••• J•••• S•••••Alpharetta, GaMay 17, 202411 y0
L••• G••• B••••••••Alpharetta, Ga May 23, 202425 y4
W•••••• E••• S••••Birmingham, Al Jun 7, 202427 y3
N••••••• A•••• R•••••Alpharetta, Ga Jun 20, 202415 y0
W•••• Z••• P•••Alpharetta, Ga Jun 28, 202424 y0
T•••• J•• A••••Clearfield, Ut Aug 6, 202415 y0
D••••• O••••• L•••St. George, Ut Sep 6, 202412 y0
T••••• W••••• W•••••Billings, Mt Jan 1, 202536 y0
G•••••• M•••• B••••••Alpharetta, Ga Jan 1, 202515 y2
S•••• J••• S••••••••Alpharetta, Ga Jan 8, 202514 y0
J••• O••• O••••Alpharetta, Ga Jan 22, 202522 y5
All 68 advisors at G•••• W••••• M••••••••• L••
Advisor movement
3 left, 6 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.4% of current headcount8 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G••••• E•••••• B•••• · Managing Member/Ownercontrol
    since 10/2015 · owns 75% or more
  • M•••••• D•••••• R•• · Presidentcontrol
    since 01/2024 · owns less than 5%
  • N•••• S••••••• M•••• · Chief Compliance Officercontrol
    since 03/2026 · owns less than 5%
  • V••••••••• P••••• T•••• · Chief Compliance Officer
    since 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
  • E••••• B•••• G••••
    real estaten
  • S•• R••• E••••• H•••••••• L••
    investment companyn
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Alpharetta, Ga · principal67150
Tucson, Az320
Bloomfield Twp, Mi200
Bridgeville, Pa200
Cerritos, Ca210
Columbus, Oh210
Fishers, In200
Fort Worth, Tx200
H••••••, Oh200
Loveland, Co200
Newhall, Ca210
Pineville, Nc210
Adrian, Mi200
Archbold, Oh200
Rockford, Il200
St George, Ut210
Sterling Heights, Mi200
Green Valley, Az101
Trenton, Mi111
Warwick, Ri000
Offices
Schedule D 1.F, the 25 largest
  • Agoura Hills, CA1 employees
  • A••••Town, PA1 employees
  • Burlington, WI1 employees
  • C•••••••, CA1 employees
  • Columbus, OH1 employees
  • Crystal River, FL1 employees
  • Danville, CA1 employees
  • Denver, CO1 employees
  • D••••••Ville, GA1 employees
  • Durham, NC1 employees
  • E•••Sville, IN1 employees
  • Fishers, IN1 employees
  • Fort Myers, FL1 employees
  • Germantown, WI1 employees
  • Grand Blanc, MI1 employees
  • Harrisburg, PA1 employees
  • Hiawatha, IA1 employees
  • Hingham, MA1 employees
  • H••••••, OH1 employees
  • Houston, TX1 employees
  • Kennesaw, GA1 employees
  • L•••••••Ville, GA1 employees
  • Livonia, MI1 employees
  • Long Beach, CA1 employees
  • Loveland, CO1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
  • high office count relative to headcountStatic outlier · filing Aug 28, 2026
    offices per registered advisor of 1.9 against a peer median of 0.3 (530 comparable advisers, 100.0th percentile, 6.8 robust deviations)
    peers: independent wealth managers, $1B to $5B (530) · 100% percentile
  • control person changedChange between filings · filing Aug 28, 2026
    N•••• S••••••• M•••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-08-28
    peers: independent wealth managers, $1B to $5B (1,362)
  • growth on all axesCombination · filing Apr 23, 2026
    RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $639,157,693 to $1,064,821,925, advisors 49 to 65, private clients 4407 to 5356, offices 76 to 127 (2025-03-31 to 2026-04-23)
    peers: independent wealth managers, $1B to $5B (1,362)
  • RAUM up 50 %Change between filings · filing Apr 23, 2026
    RAUM (Item 5.F) moved from $639,157,693 to $1,064,821,925 (+67.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was +17.0% (1298 comparable advisers, 96.0th percentile of changes)
    peers: independent wealth managers, $1B to $5B (1,298) · 96% percentile
  • office count surgeChange between filings · filing Apr 23, 2026
    offices other than the principal office (Item 1.F.5) moved from 76.0 to 127.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was 0.0% (379 comparable advisers, 96.0th percentile of changes)
    peers: independent wealth managers, $1B to $5B (379) · 96% percentile
What changed
consecutive filings, newest first
  • Assets in custody · unset to 0.0
    Apr 23, 2026 to Jul 1, 2026
  • Custody of client assets · false to true
    Apr 23, 2026 to Jul 1, 2026
  • Discretionary RAUM · $1.0B to $1.0B
    Mar 31, 2026 to Apr 23, 2026
  • HNW RAUM · $253M to $256M
    Mar 31, 2026 to Apr 23, 2026
  • RAUM · $1.1B to $1.1B
    Mar 31, 2026 to Apr 23, 2026
  • Accounts · 5,460 to 5,357
    Nov 7, 2025 to Mar 31, 2026
  • Advisory employees · 49 to 59
    Nov 7, 2025 to Mar 31, 2026
  • Advisory activities · 3 to 2
    Nov 7, 2025 to Mar 31, 2026
  • HNW clients · 58 to 140
    Nov 7, 2025 to Mar 31, 2026
  • Individual clients · 4,349 to 5,216
    Nov 7, 2025 to Mar 31, 2026
  • Employees · 126 to 147
    Nov 7, 2025 to Mar 31, 2026
  • State-registered IARs · 49 to 65
    Nov 7, 2025 to Mar 31, 2026
  • Other offices · 76 to 127
    Nov 7, 2025 to Mar 31, 2026
  • Discretionary RAUM · $624M to $1.0B
    Nov 7, 2025 to Mar 31, 2026
  • HNW RAUM · $92.9M to $253M
    Nov 7, 2025 to Mar 31, 2026
  • Individual RAUM · $531M to $790M
    Nov 7, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $15.4M to $19.0M
    Nov 7, 2025 to Mar 31, 2026
  • Pension RAUM · $15.4M to $19.0M
    Nov 7, 2025 to Mar 31, 2026
  • RAUM · $639M to $1.1B
    Nov 7, 2025 to Mar 31, 2026
  • Financial planning clients · 0 to 0
    Aug 26, 2025 to Nov 7, 2025
  • Accounts · 2,983 to 5,460
    Feb 28, 2025 to Mar 31, 2025
  • Advisory employees · 10 to 49
    Feb 28, 2025 to Mar 31, 2025
  • HNW clients · 6 to 58
    Feb 28, 2025 to Mar 31, 2025
  • Individual clients · 2,487 to 4,349
    Feb 28, 2025 to Mar 31, 2025
  • Employees · 21 to 126
    Feb 28, 2025 to Mar 31, 2025
  • Financial planning clients · unset to 0
    Feb 28, 2025 to Mar 31, 2025
  • State-registered IARs · 10 to 49
    Feb 28, 2025 to Mar 31, 2025
  • Discretionary RAUM · $391M to $624M
    Feb 28, 2025 to Mar 31, 2025
  • HNW RAUM · $12.3M to $92.9M
    Feb 28, 2025 to Mar 31, 2025
  • Individual RAUM · $379M to $531M
    Feb 28, 2025 to Mar 31, 2025
  • Non-discretionary RAUM · $0 to $15.4M
    Feb 28, 2025 to Mar 31, 2025
  • Pension RAUM · unset to 15388207.0
    Feb 28, 2025 to Mar 31, 2025
  • RAUM · $391M to $639M
    Feb 28, 2025 to Mar 31, 2025
  • Accounts · 1,597 to 2,983
    Mar 18, 2024 to Mar 28, 2024
  • HNW clients · 14 to 6
    Mar 18, 2024 to Mar 28, 2024
  • Individual clients · 1,583 to 2,487
    Mar 18, 2024 to Mar 28, 2024
  • Other offices · 27 to 76
    Mar 18, 2024 to Mar 28, 2024
  • Discretionary RAUM · $200M to $391M
    Mar 18, 2024 to Mar 28, 2024
  • HNW RAUM · $24.7M to $12.3M
    Mar 18, 2024 to Mar 28, 2024
  • Individual RAUM · $176M to $379M
    Mar 18, 2024 to Mar 28, 2024
Signals
20 dated events
  • Z•••••• M•••••• W••••••• left G•••• W••••• M••••••••• L•• for T•••• W••••• P•••••••• L•• (registered 2026-07-10)
    Jun 2, 2026 · Advisor changed firm · fact
  • M••••• C••••••• left G•••• W••••• M••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-04-09)
    Mar 31, 2026 · Advisor changed firm · fact
  • G•••• W••••• M••••••••• L•• reported RAUM $1.1B, up 66% from $639.2M (2025-11-07 to 2026-03-31)
    Mar 31, 2026 · RAUM change · derived
  • G•••• W••••• M••••••••• L•• reported 127 offices beyond its principal office, up from 76 (2025-11-07 to 2026-03-31)
    Mar 31, 2026 · Office count change · derived
  • G•••• W••••• M••••••••• L•• reported 65 state-registered advisory representatives, up from 49 (2025-11-07 to 2026-03-31)
    Mar 31, 2026 · Advisor headcount change · derived
  • P•••• S•••• T•••••• left G•••• W••••• M••••••••• L•• for A• W••••• M••••••••• L•• (registered 2025-07-16)
    Dec 19, 2025 · Advisor changed firm · fact
  • B•••• A•••••••• D•••• left G•••• W••••• M••••••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2025-10-06)
    Sep 17, 2025 · Advisor changed firm · fact
  • G•••• W••••• M••••••••• L•• reported RAUM $639.2M, up 63% from $391.4M (2025-02-28 to 2025-03-31)
    Mar 31, 2025 · RAUM change · derived
  • G•••• W••••• M••••••••• L•• reported 49 state-registered advisory representatives, up from 10 (2025-02-28 to 2025-03-31)
    Mar 31, 2025 · Advisor headcount change · derived
  • Dinu Marian Tise no longer registered at G•••• W••••• M••••••••• L••; no later IA registration on IAPD
    Mar 27, 2025 · Advisor departure · fact
  • R•••• P•••• left G•••• W••••• M••••••••• L•• for F••••••••• C•••••• M••••••••• L•• (registered 2026-02-25)
    Mar 19, 2025 · Advisor changed firm · fact
  • J••••• L•••• O••••••• left G•••• W••••• M••••••••• L•• for T•••• W••••• P•••••••• L•• (registered 2024-11-19)
    Nov 18, 2024 · Advisor changed firm · fact
  • T••••• E••••• G•••••• left G•••• W••••• M••••••••• L•• for C•••••• A••••••• S•••••••• L•• (registered 2024-04-22)
    Apr 25, 2024 · Advisor changed firm · fact
  • G•••• W••••• M••••••••• L•• reported RAUM $391.4M, up 96% from $200.2M (2024-03-18 to 2024-03-28)
    Mar 28, 2024 · RAUM change · derived
  • G•••• W••••• M••••••••• L•• reported 76 offices beyond its principal office, up from 27 (2024-03-18 to 2024-03-28)
    Mar 28, 2024 · Office count change · derived
  • M•••••• F•••••• I•••• left G•••• W••••• M••••••••• L•• for C•••••• A••••••• S•••••••• L•• (registered 2023-12-15)
    Dec 13, 2023 · Advisor changed firm · fact
  • G•••• W••••• M••••••••• L•• reported 23 offices beyond its principal office, up from 17 (2023-02-16 to 2023-03-30)
    Mar 30, 2023 · Office count change · derived
  • S•••••• L••••••• B•••• left G•••• W••••• M••••••••• L•• for V•••••••• W••••• M••••••••• L•• (registered 2021-04-20)
    May 27, 2022 · Advisor changed firm · fact
  • G•••• W••••• M••••••••• L•• reported 16 offices beyond its principal office, down from 26 (2022-05-16 to 2022-05-27)
    May 27, 2022 · Office count change · derived
  • G•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
    Jan 13, 2022 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
678-694-8770reportedpublished by the firm, firm site, Sep 17, 2026
Website
gibbswealthria.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
678-694-8770reportedpublic record, Form ADV, Aug 28, 2026
Contact form
gibbswealthria.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$15.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026