DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Edgar Allen
Feed of 09/14/2026
At current firm
1 y
since Dec 8, 2024
In the industry
19 y
since Nov 14, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Arax Advisory Partners BD affiliated currentsince Dec 8, 2024 · New York, Ny
- Cedrus formerApr 15, 2021 to Mar 26, 2025 · Littleton, Co
- Equitable Advisors, LLC national BDNov 10, 2020 to Apr 13, 2021 · Lakewood, Co
- Advice And Planning Services BD affiliatedDec 4, 2012 to Nov 13, 2020 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Cedrus to Arax Advisory Partnersleft Mar 26, 2025, registered Dec 8, 2024 (-108 days) · RIA to RIA · moved with a team
- Equitable Advisors, LLC to Cedrusleft Apr 13, 2021, registered Apr 15, 2021 (2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Advice And Planning Services to Equitable Advisors, LLCleft Nov 13, 2020, registered Nov 10, 2020 (-3 days) · Affiliated broker-dealer or bank to another
Signals
- William Edgar Allen left Cedrus for Arax Advisory Partners (registered 2024-12-08)Mar 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address