RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• L• M•••••••••
- M••••••• V••••••• I••••••••• A•••••••• L•• independent RIA currentsince May 7, 2025 · West Tisbury, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 18, 2024 to Mar 28, 2025 · Falmouth, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 9, 2007 to Mar 18, 2009 · Waltham, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••• V••••••• I••••••••• A•••••••• L••left Mar 28, 2025, registered May 7, 2025 (40 days) · Wirehouse to independent RIA
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 18, 2009, registered Mar 18, 2024 (5479 days) · Other
- C•••••• L• M••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••••• V••••••• I••••••••• A•••••••• L•• (registered 2025-05-07)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address