DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Martha'S Vineyard Investment Advisors, LLC
Latest filing Aug 4, 2026
First filing on the tape Dec 26, 2017 · 17 filings
SEC status approved since Jan 26, 2018
RAUM
$343M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$273M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$57.2M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$343M as of Aug 4, 2026
Mar 20, 2019$143M then
HNW client RAUM$208M as of Aug 4, 2026
Mar 20, 2019$8.9M then
State-registered IARs (5.B.3)4 as of Aug 4, 2026
Mar 20, 20195 then
Employees (5.A)6 as of Aug 4, 2026
Mar 20, 20198 then
Private funds: no history
RAUM +22% over the last fiscal year+25% a year over threeIARs 5 to 4offices 1 to 2
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $57.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $924,295derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$208M61%
- Individuals$64.5M19%
- Charitable organizations$54.9M16%
- Corporations and businesses$8.0M2.3%
- Banks and thrifts$4.1M1.2%
- State and municipal entities$3.3M0.9%
- Individual clients
- 223reported
- HNW clients
- 113reported
- Pension plan clients
- n/areported
- Charitable clients
- 21reported
- Accounts
- 371reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Mcdonald Anthony | West Tisbury, Ma | Feb 12, 2018 | 21 y | 2 |
| Raymond Philip Laporte | West Tisbury, Ma | Jun 10, 2019 | 31 y | 1 |
| Thomas Matthew JusterCertified Financial Planner | West Tisbury, Ma | Jun 12, 2019 | 14 y | 4 |
| Robert Philip Mascali | West Tisbury, Ma | Apr 25, 2022 | 10 y | 0 |
| Leslie Ann Stovall | West Tisbury, Ma | Apr 2, 2024 | 10 y | 0 |
| Colleen L Mcgettrick | West Tisbury, Ma | May 7, 2025 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Grant Alan Joiner to Vineyard Wealth Group, LLCNov 6, 2024 · RIA to a newly registered adviser
- Bethany Anne Dever to Fidelity Personal And Workplace AdvisorsJun 10, 2020 · Other
Joined, latest
- Colleen L Mcgettrick from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 7, 2025 · Wirehouse to independent RIA
- Grant Alan Joiner from Charles Schwab & Co., Inc.Dec 8, 2020 · Other
- Thomas Matthew Juster from PathstoneJun 12, 2019 · Other
- Raymond Philip Laporte from LPL Financial LLCJun 10, 2019 · Other
- Bethany Anne Dever from LPL Financial LLCMar 5, 2019 · Other
- James Mcdonald Anthony from Cetera Investment Advisers LLCFeb 12, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Catherine Mary Griffiths · Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
- Joseph Edward Murphy · Managing Directorcontrolsince 12/2017 · owns less than 5%
Entity owners
- Martha'S Vineyard Bank · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Martha'S Vineyard Bankcustodiany
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Tisbury, Ma · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Falmouth, MA1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 31, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $280,709,177 to $342,913,476, advisors 5 to 4, private clients 376 to 336, offices 1 to 1 (2025-03-10 to 2026-03-31)peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 43.0% to 20.0% between the annual amendments of 2025-03-10 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 57.0% to 80.0% between the annual amendments of 2025-03-10 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 40.0% to 61.0% between the annual amendments of 2025-03-10 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Other offices · 1 to 2Mar 31, 2026 to Aug 4, 2026
- Accounts · 431 to 371Mar 10, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Mar 10, 2025 to Mar 31, 2026
- BD registered reps · 3 to 2Mar 10, 2025 to Mar 31, 2026
- Charity clients · 42 to 21Mar 10, 2025 to Mar 31, 2026
- Corporate clients · 12 to 8Mar 10, 2025 to Mar 31, 2026
- HNW clients · 120 to 113Mar 10, 2025 to Mar 31, 2026
- Individual clients · 256 to 223Mar 10, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 26-50Mar 10, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 4Mar 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $281M to $343MMar 10, 2025 to Mar 31, 2026
- HNW RAUM · $113M to $208MMar 10, 2025 to Mar 31, 2026
- Individual RAUM · $46.2M to $64.5MMar 10, 2025 to Mar 31, 2026
- RAUM · $281M to $343MMar 10, 2025 to Mar 31, 2026
- Accounts · 358 to 431Mar 20, 2024 to Mar 10, 2025
- Advisory employees · 8 to 5Mar 20, 2024 to Mar 10, 2025
- BD registered reps · 4 to 3Mar 20, 2024 to Mar 10, 2025
- Charity clients · 36 to 42Mar 20, 2024 to Mar 10, 2025
- Corporate clients · 10 to 12Mar 20, 2024 to Mar 10, 2025
- HNW clients · 110 to 120Mar 20, 2024 to Mar 10, 2025
- Individual clients · 201 to 256Mar 20, 2024 to Mar 10, 2025
- Employees · 9 to 6Mar 20, 2024 to Mar 10, 2025
- Financial planning clients · 0 to 0Mar 20, 2024 to Mar 10, 2025
- State-registered IARs · 8 to 5Mar 20, 2024 to Mar 10, 2025
- Discretionary RAUM · $244M to $281MMar 20, 2024 to Mar 10, 2025
- HNW RAUM · $101M to $113MMar 20, 2024 to Mar 10, 2025
- Individual RAUM · $31.6M to $46.2MMar 20, 2024 to Mar 10, 2025
- RAUM · $244M to $281MMar 20, 2024 to Mar 10, 2025
- Accounts · 282 to 358Feb 24, 2023 to Mar 20, 2024
- BD registered reps · 5 to 4Feb 24, 2023 to Mar 20, 2024
- Charity clients · 13 to 36Feb 24, 2023 to Mar 20, 2024
- Corporate clients · 2 to 10Feb 24, 2023 to Mar 20, 2024
- HNW clients · 67 to 110Feb 24, 2023 to Mar 20, 2024
- Individual clients · 126 to 201Feb 24, 2023 to Mar 20, 2024
- Discretionary RAUM · $174M to $244MFeb 24, 2023 to Mar 20, 2024
- HNW RAUM · $67.7M to $101MFeb 24, 2023 to Mar 20, 2024
- Individual RAUM · $19.8M to $31.6MFeb 24, 2023 to Mar 20, 2024
- RAUM · $174M to $244MFeb 24, 2023 to Mar 20, 2024
- Accounts · 209 to 282Mar 1, 2022 to Feb 24, 2023
- Advisory employees · 7 to 8Mar 1, 2022 to Feb 24, 2023
Signals
2 dated events
- Grant Alan Joiner left Martha'S Vineyard Investment Advisors, Llc for Vineyard Wealth Group, Llc (registered 2025-01-02)Nov 6, 2024 · Advisor changed firm · fact
- Martha'S Vineyard Investment Advisors, Llc filed its initial SEC registration (Form ADV)Dec 26, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 508-684-4161reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 508-693-8850reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MVINVESTMENTADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (508) 693-8850reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026