RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H•••• L•••••••
- C••••••• institutional currentsince Oct 24, 2024 · Sacramento, Ca
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• formerNov 25, 2015 to Mar 31, 2021 · Sacramento, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 5, 2013 to Oct 10, 2014 · Sacramento, Ca
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• to C•••••••left Mar 31, 2021, registered Oct 24, 2024 (1303 days) · Other · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••left Oct 10, 2014, registered Nov 25, 2015 (411 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address