RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• B•••• P••••
- K•••••• independent RIA currentsince Aug 2, 2018 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• formerJun 1, 2011 to May 23, 2018 · St Louis, Mo
- L•••••••• F•••••••• A•••••••• I••• state registeredNov 16, 2010 to May 9, 2011 · Saint Louis, Mo
- N•• E•••••• S••••••••• C••••••••• formerSep 4, 2007 to Sep 7, 2010 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• to K••••••left May 23, 2018, registered Aug 2, 2018 (71 days) · RIA to RIA
- L•••••••• F•••••••• A•••••••• I••• to B••••••••• S•••••••• W•••••• L••left May 9, 2011, registered Jun 1, 2011 (23 days) · Other
- N•• E•••••• S••••••••• C••••••••• to L•••••••• F•••••••• A•••••••• I•••left Sep 7, 2010, registered Nov 16, 2010 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address