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Registered advisor

N••••• E• H••••

M••••• S••••••wirehouseBarrington, Ildual registrantIAPD 5235163

Feed of 09/14/2026

Also filed as Nadine E Saenz

At current firm

2 y

since Apr 15, 2024

In the industry

19 y

since Aug 31, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Apr 15, 2024 · Barrington, Il
R•• C•••••• M••••••• L•• national BD
May 4, 2021 to Nov 24, 2023 · Lake Forest, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 24, 2008 to Apr 30, 2021 · Lake Forest, Il
M••••• S•••••• • C•• L•• unclassified
Sep 4, 2007 to Nov 26, 2008 · Libertyville, Il

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to M••••• S••••••
left Nov 24, 2023, registered Apr 15, 2024 (143 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••
left Apr 30, 2021, registered May 4, 2021 (4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 26, 2008, registered Nov 24, 2008 (-2 days) · Other

Signals

N••••• E• H•••• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2024-04-15)
Nov 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address