DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Jason Cowell
Certified Financial Planner
Feed of 09/14/2026
Also filed as Thomas Cowell
At current firm
8 y
since Apr 20, 2018
In the industry
19 y
since Mar 10, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Apr 20, 2018 · Glen Carbon, Il
- LPL Financial LLC BD affiliatedJan 30, 2017 to Apr 26, 2018 · Trenton, Il
- Investment Centers Of America, Inc. formerJul 22, 2013 to Jan 31, 2017 · Red Bud, Il
- Midwestern Securities Trading Co.,LLC independent RIAOct 4, 2010 to Jul 19, 2013 · Trenton, Il
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Edward Jonesleft Apr 26, 2018, registered Apr 20, 2018 (-6 days) · RIA to affiliated broker-dealer or bank
- Investment Centers Of America, Inc. to LPL Financial LLCleft Jan 31, 2017, registered Jan 30, 2017 (-1 days) · Other
- Midwestern Securities Trading Co.,LLC to Investment Centers Of America, Inc.left Jul 19, 2013, registered Jul 22, 2013 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address