DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••••• C•••••• A•••••••
Legal name W•••••••• C•••••• A•••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Mar 27, 2014 · 30 filings
SEC status approved since Apr 11, 2014
RAUM
$415M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$208M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$415M as of Mar 13, 2026
Mar 23, 2015$168M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 13, 2026
Mar 23, 20156 then
Employees (5.A)4 as of Mar 13, 2026
Mar 23, 20156 then
Private funds3 as of Mar 13, 2026
Mar 23, 20152 then
RAUM +17% over the last fiscal year+25% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- $208MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $138MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $415M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$415M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $415M for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• A••• A•••••••• | Mission Woods, Ks | May 12, 2011 | 22 y | 0 |
| A••••• M••••••• C•••••• | Mission Woods, Ks | Sep 4, 2013 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• C••••••••• M••••••• to N•••••••• P•••••••• L••Mar 9, 2021 · Other
- A••••• E•••••• S•••••• to G••••••• P••• W••••• A•••••••• L••Feb 24, 2016 · Other
Joined, latest
- A••••• E•••••• S•••••• from E•••••••• S••••••••• I••••••••• C••••••••• G••••• L••Sep 29, 2015 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••••• C••••••• L• | Hedge Fund | $281M | 85 | Mar 27, 2014 |
| W•••••••• C•••••• T••••••• L••• | Hedge Fund | $13.7M | 6 | Mar 10, 2016 |
| W•••••••• O••••••••• F••• I• L•no longer reported | Hedge Fund | $7.3M | 2 | Dec 22, 2014 |
| W•••••••• C•••••• O••••••• F•••• L••no longer reported | Hedge Fund | $4.8M | 5 | Sep 10, 2015 |
| W•••••••• D•••••• E•••••• F••• | Other Private Fund | $2.0M | 6 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• D••••• A••• · President/Ccocontrolsince 08/2022 · owns 75% or more
- C••••••• A•••••• M••••••• · Investment Partnercontrolsince 01/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mission Woods, Ks · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $353M to $415MMar 28, 2025 to Mar 13, 2026
- Employees · 5 to 4Mar 28, 2025 to Mar 13, 2026
- Discretionary RAUM · $353M to $415MMar 28, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $353M to $415MMar 28, 2025 to Mar 13, 2026
- RAUM · $353M to $415MMar 28, 2025 to Mar 13, 2026
- Assets in custody · $297M to $353MMar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $297M to $353MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $297M to $353MMar 28, 2024 to Mar 28, 2025
- RAUM · $297M to $353MMar 28, 2024 to Mar 28, 2025
- Assets in custody · $210M to $297MMar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $210M to $297MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $210M to $297MMar 30, 2023 to Mar 28, 2024
- RAUM · $210M to $297MMar 30, 2023 to Mar 28, 2024
- Accounts · 5 to 3Aug 5, 2022 to Mar 30, 2023
- Advisory employees · 5 to 4Aug 5, 2022 to Mar 30, 2023
- Advisory activities · 1 to 2Aug 5, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 3Aug 5, 2022 to Mar 30, 2023
- Assets in custody · $522M to $210MAug 5, 2022 to Mar 30, 2023
- Employees · 6 to 5Aug 5, 2022 to Mar 30, 2023
- State-registered IARs · 3 to 2Aug 5, 2022 to Mar 30, 2023
- Discretionary RAUM · $535M to $210MAug 5, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $535M to $210MAug 5, 2022 to Mar 30, 2023
- RAUM · $535M to $210MAug 5, 2022 to Mar 30, 2023
- Accounts · 6 to 5Apr 23, 2021 to Mar 31, 2022
- Advisory employees · 4 to 5Apr 23, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 5Apr 23, 2021 to Mar 31, 2022
- Assets in custody · $477M to $522MApr 23, 2021 to Mar 31, 2022
- Employees · 5 to 6Apr 23, 2021 to Mar 31, 2022
- State-registered IARs · 4 to 3Apr 23, 2021 to Mar 31, 2022
- Discretionary RAUM · $525M to $535MApr 23, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $525M to $535MApr 23, 2021 to Mar 31, 2022
- RAUM · $525M to $535MApr 23, 2021 to Mar 31, 2022
- Accounts · 4 to 6Mar 27, 2020 to Mar 30, 2021
- Pooled vehicle clients · 4 to 6Mar 27, 2020 to Mar 30, 2021
- Assets in custody · $0 to $477MMar 27, 2020 to Mar 30, 2021
- Custody of client assets · false to trueMar 27, 2020 to Mar 30, 2021
- Private funds · 2 to 3Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $359M to $525MMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $359M to $525MMar 27, 2020 to Mar 30, 2021
Signals
5 dated events
- W•••••••• C•••••• A••••••• reported RAUM $210.2M, down 61% from $534.7M (2022-08-05 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- James Kevin Barb (Chief Operating Officer / Chief Compliance Officer) no longer on Schedule A of W•••••••• C•••••• A••••••• (listed 2022-03-31, absent 2022-08-05)Aug 5, 2022 · Control person left · inference
- Christopher Thomas Mcgannon (Investment Partner) no longer on Schedule A of W•••••••• C•••••• A••••••• (listed 2021-04-23, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- W•••••••• C•••••• A••••••• reported RAUM $525.1M, up 46% from $358.7M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- W•••••••• C•••••• A••••••• filed its initial SEC registration (Form ADV)Mar 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- W••••••••-CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-951-2700reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $208Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026