DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Mar 11, 2026
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Kubence independent RIA currentsince Mar 11, 2026 · Manhattan Beach, Ca
- Isc Advisors, Inc. mixed wealthJun 9, 2025 to Feb 2, 2026 · Dallas, Tx
- Marine Layer Wealth unclassifiedDec 2, 2024 to Mar 26, 2025 · Manhattan Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Isc Advisors, Inc. to Kubenceleft Feb 2, 2026, registered Mar 11, 2026 (37 days) · RIA to RIA
- Marine Layer Wealth to Isc Advisors, Inc.left Mar 26, 2025, registered Jun 9, 2025 (75 days) · Other
Signals
- Sanjay Tolia left Isc Advisors, Inc. for Kubence (registered 2026-03-11)Feb 2, 2026 · Advisor changed firm · fact
- Sanjay Tolia left Marine Layer Wealth for Isc Advisors, Inc. (registered 2025-06-09)Mar 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address