DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Isc Advisors, Inc.

Wealth manager with institutional or fund businessDallas, TexasCRD 166586SEC 801-77727websiteIAPD
Latest filing Jul 9, 2026
First filing on the tape Mar 4, 2013 · 45 filings
SEC status approved since Mar 20, 2013
RAUM
$1.6B
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
48%
$778M individuals and HNW
Advisors
28
registered through the firm on IAPD
RAUM per advisor
$57.8M
derived; firm RAUM over IAPD count
Employees
30
25 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$1.6B as of Jul 9, 2026
Mar 31, 2014$667M then
HNW client RAUM$356M as of Jul 9, 2026
Mar 29, 2018$169M then
State-registered IARs (5.B.3)30 as of Jul 9, 2026
Mar 31, 201422 then
Employees (5.A)30 as of Jul 9, 2026
Mar 31, 201428 then
Private funds: no history
RAUM +5.1% over the last fiscal year+13% a year over threeIARs 31 to 30
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$57.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
64derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$839,108derivedRAUM over accounts (5.F.2.f)
Discretionary
39%derivedof RAUM
Institutional
48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.1derived26 offices incl. principal (1.F.5)
RAUM growth, one year
+5.1%derivedbetween the last two annual amendments
Advisor growth, one year
-3.2%derivedItem 5.B.3 between annual amendments
Client growth, one year
-3.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$687M44%
  • Individuals$421M27%
  • High-net-worth individuals$356M23%
  • Charitable organizations$84.6M5.4%
  • Corporations and businesses$8.4M0.5%
Individual clients
1,581reported
HNW clients
199reported
Pension plan clients
79reported
Charitable clients
8reported
Accounts
1,928reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.48 fund_share=0.0 institutional_share=0.48 related_bd=true related_bank=false bd_reps=30.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Scott Allen HayesDallas, TxMar 21, 201333 y1
Steven Ray GarvinMckinney, Tx Apr 5, 201336 y0
Henry William HendersonDallas, TxApr 8, 201325 y0
Jack Corbett HankinsDallas, TxApr 8, 201330 y0
Mickey Eugene LeaDallas, Tx Apr 8, 201336 y0
Derrill Chad BrantleyDallas, Tx Apr 8, 201324 y0
Daniel Thomas ProulxChartered Financial ConsultantDenton, Tx Sep 16, 201330 y1
Robert Lee MorrisonDallas, Tx Oct 7, 201324 y1
Richard James BowlingGrand Rapids, Mi Mar 24, 201632 y1
Mark David KefferGunter, Tx May 3, 201612 y1
Carlos Javier GarzaPlano, Tx Nov 21, 201638 y0
Kathryn Jane HuntemanChartered Financial ConsultantDallas, TxJan 23, 201732 y1
John Karl KrielCertified Financial PlannerDallas, Tx Apr 3, 201718 y0
Frank Ernest WilsonWichita Falls, Tx Nov 29, 201710 y1
Brian Paul HaseldenChartered Financial ConsultantDallas, TxFeb 5, 201830 y0
Tyler KastnerDallas, TxFeb 19, 201819 y0
Andreya Starlite WeadonDallas, TxMay 31, 201929 y0
George David LeaDallas, Tx May 31, 201936 y0
Billy Floyd SimsDallas, Tx Jul 1, 201939 y1
Clive Edward BlowersCertified Financial PlannerDallas, TxJul 23, 202133 y2
Reid RottinoDallas, TxSep 27, 202110 y0
Sharon Elaine BerryChartered Financial ConsultantDallas, TxDec 7, 202133 y1
Jeffrey Scott BroaddusDallas, TxOct 11, 202312 y3
Mark Robert HendersonDallas, Tx Nov 11, 202410 y0
Grant JunoDallas, TxMay 22, 202511 y0
Greg H PoplarskiCarmel, In Aug 5, 202523 y0
Becca Leigh BristerDallas, TxJun 29, 202612 y1
Advisor movement
4 left, 1 joined in 12 months
net -3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 14% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Allen Scott Hayes · Presidentcontrol
      since 12/2012 · owns 50% to 75%
    • Cole Marcus Mccain · Chief Compliance Officercontrol
      since 07/2026 · owns less than 5%
    • Wade Christopher Neidlinger · Chief Compliance Officercontrol
      since 07/2021 · owns less than 5%
    • William Donald Sterling · Financial Operations Principalcontrol
      since 12/2012 · owns less than 5%
    • Allen Scott Hayes · Membercontrol
      since 12/2012 · owns 50% to 75% of Isc Investment Management, LLC
    • Elaine Sharon Berry · Compliance Officer
      since 12/2021 · owns less than 5%
    • Lynn Terry Blythe · Compliance Officer
      since 07/2014 · owns less than 5%
    • Starlite Andreya Weadon · Compliance Officer
      since 03/2013 · owns less than 5%
    • Chad Derrill Brantley · Member
      since 12/2012 · owns 25% to 50% of Isc Investment Management, LLC
    Entity owners
    • Isc Group, Inc. · Owner
      direct · owns 75% or more
    • Isc Investment Management, LLC · Owner
      indirect · owns 75% or more of Isc Group, Inc.
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Dallas, Tx · principal2811
    Bryan, Tx300
    Buda, Tx0011
    Niceville, Fl001
    Saint Louis, Mo000
    Spring Branch, Tx001
    Offices
    Schedule D 1.F, the 25 largest
    • Bryan, TX3 employees
    • Buda, TX1 employees
    • Dallas, TX1 employees
    • Lawrence, KS1 employees
    • Wichita Falls, TX1 employees
    • , 1 employees
    • College Station, TX1 employees
    ADV anomalies
    3 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Jul 9, 2026
      MCCAIN, MARCUS, COLE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2022-03-31 and 2026-07-09
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 9, 2026
      HAYES, SCOTT, ALLEN (PRESIDENT) left Schedule A between the filings of 2022-03-31 and 2026-07-09
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 9, 2026
      NEIDLINGER, CHRISTOPHER, WADE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-03-31 and 2026-07-09
      peers: independent wealth managers, $1B to $5B (1,360)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,989 to 1,928
      Nov 4, 2025 to Mar 24, 2026
    • Advisory employees · 26 to 25
      Nov 4, 2025 to Mar 24, 2026
    • BD registered reps · 31 to 30
      Nov 4, 2025 to Mar 24, 2026
    • Charity clients · 9 to 8
      Nov 4, 2025 to Mar 24, 2026
    • Corporate clients · 5 to 4
      Nov 4, 2025 to Mar 24, 2026
    • HNW clients · 456 to 199
      Nov 4, 2025 to Mar 24, 2026
    • Individual clients · 1,397 to 1,581
      Nov 4, 2025 to Mar 24, 2026
    • Pension plan clients · 65 to 79
      Nov 4, 2025 to Mar 24, 2026
    • Employees · 31 to 30
      Nov 4, 2025 to Mar 24, 2026
    • Financial planning clients · 1-10 to 0
      Nov 4, 2025 to Mar 24, 2026
    • State-registered IARs · 31 to 30
      Nov 4, 2025 to Mar 24, 2026
    • Discretionary RAUM · $596M to $632M
      Nov 4, 2025 to Mar 24, 2026
    • HNW RAUM · $392M to $356M
      Nov 4, 2025 to Mar 24, 2026
    • Individual RAUM · $338M to $421M
      Nov 4, 2025 to Mar 24, 2026
    • Non-discretionary RAUM · $943M to $986M
      Nov 4, 2025 to Mar 24, 2026
    • Pension RAUM · $638M to $687M
      Nov 4, 2025 to Mar 24, 2026
    • RAUM · $1.5B to $1.6B
      Nov 4, 2025 to Mar 24, 2026
    • Financial planning clients · 1-10 to 1-10
      Jun 11, 2025 to Jul 30, 2025
    • Accounts · 2,002 to 1,989
      Nov 1, 2024 to Apr 29, 2025
    • Advisory employees · 28 to 26
      Nov 1, 2024 to Apr 29, 2025
    • BD registered reps · 33 to 31
      Nov 1, 2024 to Apr 29, 2025
    • Charity clients · 8 to 9
      Nov 1, 2024 to Apr 29, 2025
    • Corporate clients · 6 to 5
      Nov 1, 2024 to Apr 29, 2025
    • HNW clients · 411 to 456
      Nov 1, 2024 to Apr 29, 2025
    • Individual clients · 1,452 to 1,397
      Nov 1, 2024 to Apr 29, 2025
    • Pension plan clients · 68 to 65
      Nov 1, 2024 to Apr 29, 2025
    • Employees · 33 to 31
      Nov 1, 2024 to Apr 29, 2025
    • Financial planning clients · 11-25 to 1-10
      Nov 1, 2024 to Apr 29, 2025
    • State-registered IARs · 29 to 31
      Nov 1, 2024 to Apr 29, 2025
    • Other offices · 11 to 25
      Nov 1, 2024 to Apr 29, 2025
    • Discretionary RAUM · $478M to $596M
      Nov 1, 2024 to Apr 29, 2025
    • HNW RAUM · $327M to $392M
      Nov 1, 2024 to Apr 29, 2025
    • Individual RAUM · $325M to $338M
      Nov 1, 2024 to Apr 29, 2025
    • Non-discretionary RAUM · $806M to $943M
      Nov 1, 2024 to Apr 29, 2025
    • Pension RAUM · $503M to $638M
      Nov 1, 2024 to Apr 29, 2025
    • RAUM · $1.3B to $1.5B
      Nov 1, 2024 to Apr 29, 2025
    • Accounts · 2,026 to 2,002
      Aug 30, 2023 to Mar 27, 2024
    • Advisory employees · 29 to 28
      Aug 30, 2023 to Mar 27, 2024
    • BD registered reps · 34 to 33
      Aug 30, 2023 to Mar 27, 2024
    • Charity clients · 4 to 8
      Aug 30, 2023 to Mar 27, 2024
    Signals
    12 dated events
    • Robert Lane Dahse left Isc Advisors, Inc. for Victory Financial (registered 2026-03-23)
      Mar 17, 2026 · Advisor changed firm · fact
    • Charles M. Munsell left Isc Advisors, Inc. for Victory Financial (registered 2026-03-17)
      Mar 17, 2026 · Advisor changed firm · fact
    • 2 advisors left Isc Advisors, Inc. (Buda, TX) for Victory Financial on the same day
      Mar 17, 2026 · Team lift-out · derived
    • Lauren Jaclyn Jarrell left Isc Advisors, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2026-01-27)
      Feb 2, 2026 · Advisor changed firm · fact
    • Sanjay Tolia left Isc Advisors, Inc. for Kubence (registered 2026-03-11)
      Feb 2, 2026 · Advisor changed firm · fact
    • Isc Advisors, Inc. reported 25 offices beyond its principal office, up from 11 (2024-11-01 to 2025-04-29)
      Apr 29, 2025 · Office count change · derived
    • Carrie Alexah Strongheart left Isc Advisors, Inc. for Bfc Planning, Inc. (registered 2025-10-27)
      Feb 4, 2025 · Advisor changed firm · fact
    • Melissa Anne Cox left Isc Advisors, Inc. for Van Clemens Wealth Management, Llc (registered 2025-01-08)
      Jan 3, 2025 · Advisor changed firm · fact
    • Lynn Terry Blythe (Chief Compliance Officer) no longer on Schedule A of Isc Advisors, Inc. (listed 2021-03-31, absent 2021-09-17)
      Sep 17, 2021 · Control person left · inference
    • Wade Christopher Neidlinger (Chief Compliance Officer) appeared on Schedule A of Isc Advisors, Inc.
      Sep 17, 2021 · Control person joined · fact
    • Isc Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Mar 4, 2013 · Succession (Item 4) · fact
    • Isc Advisors, Inc. filed its initial SEC registration (Form ADV)
      Mar 4, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    214-520-1115reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    214-520-3203reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    800-888-3520reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/isc-group-inc./mycompanyreportedpublic record, Form ADV, Sep 17, 2026
    Website
    iscgroup.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    214 520 1115reportedpublic record, Form ADV, Jul 9, 2026
    Contact form
    iscgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    iscgroup.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $57.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026