RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••• Z••••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 2, 2012 · Bellingham, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerSep 20, 2011 to Feb 10, 2012 · Renton, Wa
- P•••••• W••• F•••••••• C••••••••• I•• to W•••• F•••• A•••••••left Feb 10, 2012, registered Feb 2, 2012 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address