DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Ryan Alves
Feed of 09/15/2026
At current firm
3 y
since Dec 12, 2022
In the industry
19 y
since May 14, 2007 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Dec 12, 2022 · Malden, Ma
- Cantella & Co., Inc. formerJun 4, 2019 to Jun 1, 2023 · Malden, Ma
- Osaic Wealth, Inc. BD affiliatedNov 29, 2018 to May 24, 2019 · Scottsdale, Az
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Nov 28, 2018 · Portsmouth, Nh
- Signator Investors, Inc. formerAug 13, 2012 to Nov 2, 2018 · Boston, Ma
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 27, 2009 to Dec 20, 2011 · Waltham, Ma
- Banc Of America Investment Services, Inc. unclassifiedNov 13, 2008 to Oct 23, 2009 · Waltham, Ma
- Investors Capital Advisory formerMay 17, 2007 to Oct 24, 2008 · Lynnfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- Cantella & Co., Inc. to Cambridge Investment Research Advisors, Inc.left Jun 1, 2023, registered Dec 12, 2022 (-171 days) · corporate re-registration, not a move
- Osaic Wealth, Inc. to Cantella & Co., Inc.left May 24, 2019, registered Jun 4, 2019 (11 days) · Affiliated broker-dealer or bank to another
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Signator Investors, Inc.left Dec 20, 2011, registered Aug 13, 2012 (237 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 27, 2009 (4 days) · corporate re-registration, not a move
- Investors Capital Advisory to Banc Of America Investment Services, Inc.left Oct 24, 2008, registered Nov 13, 2008 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address