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Registered advisor
J•••• D••••• L••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Jason D. Lee
At current firm
1 y
since Jul 8, 2025
In the industry
19 y
since Dec 15, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 8, 2025 · Seattle, Wa
- A••••• A•• P••••••• S••••••• BD affiliatedJul 6, 2010 to Jan 5, 2017 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedDec 18, 2006 to Aug 21, 2009 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to A••••• A•• P••••••• S•••••••left Aug 21, 2009, registered Jul 6, 2010 (319 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address