DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dewey Alan Engelsma
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Dewey A Engelsma
At current firm
0 y
since Oct 29, 2025
In the industry
19 y
since Jan 6, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 29, 2025 · Byron Center, Mi
- Advisory Alpha, LLC independent RIAMay 31, 2023 to Oct 29, 2025 · Byron Center, Mi
- Cambridge Investment Research Advisors, Inc. BD affiliatedDec 17, 2014 to Jun 14, 2023 · Bryon Center, Mi
- Regal Investment Advisors LLC BD affiliatedNov 8, 2010 to Dec 17, 2014 · Grand Rapids, Mi
- New England Securities Corporation formerJul 23, 2010 to Nov 12, 2010 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- Advisory Alpha, LLC to LPL Financial LLCleft Oct 29, 2025, registered Oct 29, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- Cambridge Investment Research Advisors, Inc. to Advisory Alpha, LLCleft Jun 14, 2023, registered May 31, 2023 (-14 days) · Affiliated broker-dealer or bank to independent RIA
- Regal Investment Advisors LLC to Cambridge Investment Research Advisors, Inc.left Dec 17, 2014, registered Dec 17, 2014 (0 days) · Other
- New England Securities Corporation to Regal Investment Advisors LLCleft Nov 12, 2010, registered Nov 8, 2010 (-4 days) · Other
Signals
- Dewey Alan Engelsma left Advisory Alpha, Llc for Lpl Financial Llc (registered 2025-10-29)Oct 29, 2025 · Advisor changed firm · fact
- Dewey Alan Engelsma left Cambridge Investment Research Advisors, Inc. for Advisory Alpha, Llc (registered 2023-05-31)Jun 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address