DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Advisory Alpha, LLC
Latest filing Mar 31, 2026
First filing on the tape Jan 24, 2012 · 88 filings
SEC status approved since Jun 14, 2011
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
54%
$2.4B individuals and HNW
Advisors
66
registered through the firm on IAPD
RAUM per advisor
$66.3M
derived; firm RAUM over IAPD count
Employees
66
61 advisory (5.B.1)
Offices
27
beyond the principal office
Private funds
0
reported on Schedule D
History
88 filings and snapshots on the tape
RAUM$4.4B as of Mar 31, 2026
Jan 24, 2012$60.8M then
HNW client RAUM$910M as of Mar 31, 2026
Apr 1, 2021$121M then
State-registered IARs (5.B.3)61 as of Mar 31, 2026
Jan 24, 20120 then
Employees (5.A)66 as of Mar 31, 2026
Mar 26, 20136 then
Private funds: no history
RAUM +26% over the last fiscal year+35% a year over threeIARs 57 to 61offices 24 to 27
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $66.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 133derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $179,240derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.4derived28 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$2.0B45%
- Individuals$1.5B34%
- High-net-worth individuals$910M21%
- Pension and profit-sharing plans$42.4M1.0%
- Individual clients
- 8,341reported
- HNW clients
- 458reported
- Pension plan clients
- 33reported
- Charitable clients
- n/areported
- Accounts
- 24,401reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.54 fund_share=0.45 institutional_share=0.01 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
66 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Jay Schipper | Holland, Mi | Oct 5, 2011 | 33 y | 2 |
| Brian J Kragt | Holland, Mi | Aug 28, 2014 | 13 y | 0 |
| Jonathan Edward LohrChartered Financial Analyst | Holland, Mi | Apr 7, 2017 | 12 y | 0 |
| Charles Fredrick Dinise | Ontario, Ca | Oct 1, 2018 | 22 y | 3 |
| Robert Severin HarksonCertified Financial Planner | Holland, Mi | Mar 29, 2019 | 21 y | 3 |
| Nicole Janisse Crandell | Holland, Mi | Nov 11, 2019 | 10 y | 0 |
| Daniel James RibbinkCertified Financial Planner | Holland, Mi | Feb 1, 2020 | 11 y | 0 |
| Robert Kort | Holland, Mi | Sep 3, 2020 | 25 y | 2 |
| Martin Lopez TueroCertified Financial Planner | Perrysburg, Oh | Sep 3, 2020 | 11 y | 2 |
| Jaime Nicole Cowper | Holland, Mi | Sep 3, 2020 | 21 y | 3 |
| Michael Harrison BakerCertified Financial Planner | Holland, Mi | Sep 4, 2020 | 15 y | 4 |
| Kevin Michael Bucher | Holland, Mi | Sep 4, 2020 | 19 y | 3 |
| Ronald Arthur Myers | Perrysburg, Oh | Sep 8, 2020 | 20 y | 2 |
| Ross Evan Marynell | Fort Mill, Sc | Sep 8, 2020 | 14 y | 4 |
| Gregory Carl Mayes | Nampa, Id | Sep 9, 2020 | 38 y | 5 |
| Peter A SamenukCertified Financial Planner | Perrysburg, Oh | Sep 10, 2020 | 16 y | 2 |
| James Wesley Poling | Holland, Mi | Sep 15, 2020 | 18 y | 2 |
| Glenn A Hansen | Lincolnshire, Il | Dec 8, 2020 | 26 y | 1 |
| Jeffrey Kim Lorenz | Holland, Mi | Sep 2, 2021 | 30 y | 6 |
| Ryan Patrick Trulove | Rocklin, Ca | Sep 2, 2021 | 19 y | 1 |
| Elijah Timothy Beckwith | Holland, Mi | Sep 16, 2021 | 10 y | 0 |
| Benjamin Lawrence Winne | Perrysburg, Oh | Jun 21, 2022 | 14 y | 0 |
| Karron Edgar WagesCertified Financial Planner | Holland, Mi | Aug 17, 2022 | 29 y | 1 |
| Benjamin D AllenCertified Financial Planner | Holland, Mi | Oct 3, 2022 | 27 y | 0 |
| Sean O'Drobinak | Whitehouse, Oh | Oct 7, 2022 | 17 y | 0 |
| Brenden Dewys | Holland, Mi | Nov 22, 2022 | 26 y | 0 |
| James Michael HillCertified Financial Planner | Holland, Mi | Jan 9, 2023 | 11 y | 1 |
| Jared Aulick | Holland, Mi | Mar 18, 2023 | 13 y | 0 |
| Riley Scott Aalderink | Holland, Mi | Apr 25, 2023 | 14 y | 2 |
| Joel Palmbos | Zeeland, Mi | Jun 26, 2023 | 14 y | 1 |
| Ryan Michael Elenbaas | Holland, Mi | Jun 26, 2023 | 26 y | 2 |
| Joshua John Bergsma | Holland, Mi | Jun 26, 2023 | 13 y | 1 |
| Bryan K Gaiser | Holland, Mi | Aug 15, 2023 | 17 y | 4 |
| Lisa Renae Carlson | West Des Moines, Ia | Jan 8, 2024 | 14 y | 2 |
| Ramona Henderson Pearson | Holland, Mi | Apr 30, 2024 | 38 y | 2 |
| Jaden Elenbaas | Holland, Mi | Jul 24, 2024 | 10 y | 1 |
| Justin Chase | Holland, Mi | Aug 22, 2024 | 10 y | 0 |
| Guy Abbott Alderdice | West Windsor, Vt | Jan 1, 2025 | 25 y | 5 |
| Kyle Timothy Obrien | Holland, Mi | Jan 1, 2025 | 13 y | 1 |
| Nicholas Henry HeinrichCertified Financial Planner, Chartered Financial Analyst | Holland, Mi | Jan 1, 2025 | 11 y | 1 |
Advisor movement
5 left, 13 joined in 12 months
net +8 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 7.6% of current headcount17 left over 36 months
Left, latest
- Dewey Andrew Engelsma to LPL Financial LLCJun 26, 2026 · RIA to affiliated broker-dealer or bank
- Raymond Kyle Lovelace to U.S. Bancorp Advisors, LLCMar 27, 2026 · RIA to affiliated broker-dealer or bank
- Matt John Milosevich to Alphastar Capital ManagementMar 4, 2026 · RIA to RIA
- Joshua David Rochon to Aan Wealth Advisors LLCJan 21, 2026 · RIA to a state-registered adviser
- Dewey Alan Engelsma to LPL Financial LLCOct 29, 2025 · RIA to affiliated broker-dealer or bank
- Jadon Engle to LPL Financial LLCJun 20, 2025 · RIA to affiliated broker-dealer or bank
- Abigail Corinne Hollar to Cwm, LLCApr 23, 2025 · RIA to affiliated broker-dealer or bank
- Ruth Denise Goldstein to Main Street Financial Group LLCMar 24, 2025 · RIA to a state-registered adviser
- Jensen Phillip Postema to Cetera Investment Advisers LLCMar 14, 2025 · RIA to affiliated broker-dealer or bank
- Danielle Denise Douglas to Imber Financial Group, LLCJan 3, 2025 · RIA to RIA
- Jacob Daniel Coan to Grp Retirement PlanningOct 24, 2024 · RIA to a newly registered adviser
- Lance Kenneth James Harder to Grp Retirement PlanningOct 24, 2024 · RIA to a newly registered adviser
- Nathan Nichols to Grp Retirement PlanningOct 18, 2024 · RIA to a newly registered adviser
- Brooks Hubbell Riley to Grp Retirement PlanningOct 18, 2024 · RIA to a newly registered adviser
- Wyatt Jacob Boss to Empower Advisory Group, LLCSep 16, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- Ryan Christian O'Connor from Brookstone Wealth Advisors, LLCAug 14, 2026 · Other
- Adam Nidal Naser from Brookstone Wealth Advisors, LLCAug 14, 2026 · Other
- Ian Thomas Thanasiu from W&S Brokerage Services, Inc.Jun 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Joseph O'Neil from First Advisors National, LLCJan 20, 2026 · RIA to RIA
- Michael Alan Dewitt from Mdrn CapitalJan 16, 2026 · RIA to RIA
- Nathan C Weeber from Cambridge Investment Research Advisors, Inc.Jan 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Janine Lee Osterink from Planners AllianceJan 2, 2026 · RIA to RIA
- Ryan Alexander Mesimer from Gradient Advisors, LLCJan 2, 2026 · RIA to RIA
- Steve Mark Osterink from Simplicity WealthJan 2, 2026 · RIA to RIA
- Mark Ryan Oneil from First Advisors National, LLCNov 21, 2025 · RIA to RIA
- Elizabeth Kathleen Skoglund from Planners AllianceNov 10, 2025 · RIA to RIA
- Connor Ross Gaffney from Cg Advisory ServicesNov 3, 2025 · RIA to RIA
- Joshua David Rochon from Tfo Wealth PartnersSep 24, 2025 · RIA to RIA
- Stephen George Harlow from USA Financial Securities LLCSep 15, 2025 · RIA to RIA
- Seth Frantz from Jb Wealth Advisors LLCAug 21, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Grp Retirement PlanningOct 18, 2024 · Holland, Mi
- 2 left for Ae Wealth Management, LLCOct 20, 2021 · Hickory, Nc
- 2 joined from Brookstone Wealth Advisors, LLCAug 12, 2026 · Wheaton, Il
- 2 joined from Jb Wealth Advisors LLCAug 20, 2025 · Nashville, Tn
- 2 joined from Tucker Asset Management LLCApr 2, 2025 · Littleton, Co
- 5 joined from Cambridge Investment Research Advisors, Inc.Apr 27, 2023 · Zeeland, Mi
- 2 joined from Mutual Advisors, LLCAug 31, 2021 · Camarillo, Ca
- 14 joined from Planners AllianceSep 15, 2020 · Holland, Mi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Janine Osterink · Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- Mark Steve Osterink · Managing Membercontrolsince 06/2011 · owns 75% or more
Related persons
Schedule D 7.A
- Clear Creek Insurance, LLCreal estaten
- Clear Creek Advisorsinvestment advisernRAUM $722M
Advisers that list Advisory Alpha, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Holland, Mi · principal | 66 | 16 | 2 | ||
| Perrysburg, Oh | 11 | 4 | 1 | ||
| Zeeland, Mi | 5 | 1 | 0 | ||
| Norfolk, Va | 3 | 0 | 0 | ||
| Naperville, Il | 2 | 2 | 0 | ||
| Rocklin, Ca | 2 | 0 | 0 | ||
| Prescott Valley, Az | 2 | 0 | 0 | ||
| Nashville, Tn | 2 | 1 | 0 | ||
| Allen Park, Mi | 2 | 2 | 0 | ||
| Bingham Farms, Mi | 2 | 0 | 0 | ||
| Fort Mill, Sc | 2 | 0 | 0 | ||
| Byron Center, Mi | 0 | 0 | 1 | ||
| Atlanta, Ga | 0 | 0 | 0 | ||
| Davidson, Nc | 0 | 0 | 0 | ||
| Farmingdale, Me | 0 | 0 | 0 | ||
| Hudsonville, Mi | 0 | 0 | 0 | ||
| Palm Bay, Fl | 0 | 0 | 0 | ||
| Toledo, Oh | 0 | 0 | 0 | ||
| Surprise, Az | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Perrysburg, OH7 employees
- Zeeland, MI6 employees
- Meridian, ID3 employees
- Bingham Farms, MI2 employees
- Fort Mill, SC2 employees
- Holland, MI2 employees
- Little Rock, AR2 employees
- Rocklin, CA2 employees
- Little Rock, AR1 employees
- Byron Center, MI1 employees
- Greensboro, NC1 employees
- Nampa, ID1 employees
- Ontario, CA1 employees
- Gig Harbor, WA1 employees
- , 1 employees
- West Windsor, VT1 employees
- Holland, MI1 employees
- Whitehouse, OH1 employees
- Johnston, IA1 employees
What changed
consecutive filings, newest first
- Accounts · 22,480 to 24,401Apr 24, 2025 to Mar 31, 2026
- Advisory employees · 57 to 61Apr 24, 2025 to Mar 31, 2026
- HNW clients · 354 to 458Apr 24, 2025 to Mar 31, 2026
- Individual clients · 8,170 to 8,341Apr 24, 2025 to Mar 31, 2026
- Pension plan clients · 35 to 33Apr 24, 2025 to Mar 31, 2026
- Assets in custody · $132M to $181MApr 24, 2025 to Mar 31, 2026
- Employees · 60 to 66Apr 24, 2025 to Mar 31, 2026
- Insurance-licensed employees · 3 to 0Apr 24, 2025 to Mar 31, 2026
- State-registered IARs · 57 to 61Apr 24, 2025 to Mar 31, 2026
- Other offices · 24 to 27Apr 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.5B to $4.4BApr 24, 2025 to Mar 31, 2026
- HNW RAUM · $662M to $910MApr 24, 2025 to Mar 31, 2026
- Individual RAUM · $1.3B to $1.5BApr 24, 2025 to Mar 31, 2026
- Pension RAUM · $52.3M to $42.4MApr 24, 2025 to Mar 31, 2026
- RAUM · $3.5B to $4.4BApr 24, 2025 to Mar 31, 2026
- Accounts · 20,609 to 22,480Oct 21, 2024 to Apr 24, 2025
- Advisory activities · 6 to 5Oct 21, 2024 to Apr 24, 2025
- BD registered reps · 6 to 5Oct 21, 2024 to Apr 24, 2025
- HNW clients · 269 to 354Oct 21, 2024 to Apr 24, 2025
- Individual clients · 7,692 to 8,170Oct 21, 2024 to Apr 24, 2025
- Pension plan clients · 95 to 35Oct 21, 2024 to Apr 24, 2025
- Assets in custody · unset to 132039487.0Oct 21, 2024 to Apr 24, 2025
- Employees · 57 to 60Oct 21, 2024 to Apr 24, 2025
- Insurance-licensed employees · 0 to 3Oct 21, 2024 to Apr 24, 2025
- Financial planning clients · 26-50 to 26-50Oct 21, 2024 to Apr 24, 2025
- Other offices · 23 to 24Oct 21, 2024 to Apr 24, 2025
- Discretionary RAUM · $3.0B to $3.5BOct 21, 2024 to Apr 24, 2025
- HNW RAUM · $520M to $662MOct 21, 2024 to Apr 24, 2025
- Individual RAUM · $1.2B to $1.3BOct 21, 2024 to Apr 24, 2025
- Pension RAUM · $128M to $52.3MOct 21, 2024 to Apr 24, 2025
- RAUM · $3.0B to $3.5BOct 21, 2024 to Apr 24, 2025
- Advisory employees · 60 to 57May 31, 2024 to Oct 21, 2024
- Employees · 60 to 57May 31, 2024 to Oct 21, 2024
- State-registered IARs · 60 to 57May 31, 2024 to Oct 21, 2024
- Other offices · 26 to 23May 31, 2024 to Oct 21, 2024
- Accounts · 13,711 to 20,609Sep 21, 2023 to Mar 30, 2024
- Advisory employees · 58 to 60Sep 21, 2023 to Mar 30, 2024
- HNW clients · 107 to 269Sep 21, 2023 to Mar 30, 2024
- Individual clients · 4,531 to 7,692Sep 21, 2023 to Mar 30, 2024
- Pension plan clients · 53 to 95Sep 21, 2023 to Mar 30, 2024
Signals
33 dated events
- 2 advisors left Brookstone Wealth Advisors, LLC (Wheaton, IL) for Advisory Alpha, LLC on the same dayAug 12, 2026 · Team lift-out · derived
- Dewey Andrew Engelsma left Advisory Alpha, Llc for Lpl Financial Llc (registered 2026-08-24)Jun 26, 2026 · Advisor changed firm · fact
- Advisory Alpha, Llc reported RAUM $4.4B, up 26% from $3.5B (2025-04-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Raymond Kyle Lovelace left Advisory Alpha, Llc for U.S. Bancorp Advisors, Llc (registered 2026-03-31)Mar 27, 2026 · Advisor changed firm · fact
- Matt John Milosevich left Advisory Alpha, Llc for Alphastar Capital Management (registered 2026-03-06)Mar 4, 2026 · Advisor changed firm · fact
- Joshua David Rochon left Advisory Alpha, Llc for Aan Wealth Advisors Llc (registered 2026-04-02)Jan 21, 2026 · Advisor changed firm · fact
- Dewey Alan Engelsma left Advisory Alpha, Llc for Lpl Financial Llc (registered 2025-10-29)Oct 29, 2025 · Advisor changed firm · fact
- 2 advisors left JB Wealth Advisors LLC (Nashville, TN) for Advisory Alpha, LLC on the same dayAug 20, 2025 · Team lift-out · derived
- Jadon Engle left Advisory Alpha, Llc for Lpl Financial Llc (registered 2025-09-18)Jun 20, 2025 · Advisor changed firm · fact
- Abigail Corinne Hollar left Advisory Alpha, Llc for Cwm, Llc (registered 2025-03-24)Apr 23, 2025 · Advisor changed firm · fact
- 2 advisors left Tucker Asset Management LLC (Littleton, CO) for Advisory Alpha, LLC on the same dayApr 2, 2025 · Team lift-out · derived
- Ruth Denise Goldstein left Advisory Alpha, Llc for Main Street Financial Group Llc (registered 2025-03-06)Mar 24, 2025 · Advisor changed firm · fact
- Jensen Phillip Postema left Advisory Alpha, Llc for Cetera Investment Advisers Llc (registered 2025-06-13)Mar 14, 2025 · Advisor changed firm · fact
- Danielle Denise Douglas left Advisory Alpha, Llc for Imber Financial Group, Llc (registered 2025-02-05)Jan 3, 2025 · Advisor changed firm · fact
- Jacob Daniel Coan left Advisory Alpha, Llc for Grp Retirement Planning (registered 2024-10-21)Oct 24, 2024 · Advisor changed firm · fact
- Lance Kenneth James Harder left Advisory Alpha, Llc for Grp Retirement Planning (registered 2024-10-21)Oct 24, 2024 · Advisor changed firm · fact
- 2 advisors left Advisory Alpha, LLC (Holland, MI) for Grp Retirement Planning within 6 daysOct 18, 2024 · Team lift-out · derived
- Nathan Nichols left Advisory Alpha, Llc for Grp Retirement Planning (registered 2024-10-18)Oct 18, 2024 · Advisor changed firm · fact
- Brooks Hubbell Riley left Advisory Alpha, Llc for Grp Retirement Planning (registered 2024-10-18)Oct 18, 2024 · Advisor changed firm · fact
- Wyatt Jacob Boss left Advisory Alpha, Llc for Empower Advisory Group, Llc (registered 2024-11-04)Sep 16, 2024 · Advisor changed firm · fact
- Linda Marie Roberts left Advisory Alpha, Llc for Foundations Investment Advisors Llc (registered 2024-05-24)Apr 8, 2024 · Advisor changed firm · fact
- Advisory Alpha, Llc reported RAUM $3.0B, up 68% from $1.8B (2023-09-21 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Matthew Blake King left Advisory Alpha, Llc for Foundations Investment Advisors Llc (registered 2024-04-30)Mar 20, 2024 · Advisor changed firm · fact
- 5 advisors left Cambridge Investment Research Advisors, Inc. (Zeeland, MI) for Advisory Alpha, LLC within 8 daysApr 27, 2023 · Team lift-out · derived
- Mark Steven Osterink (Control Person) no longer on Schedule A of Advisory Alpha, Llc (listed 2023-02-09, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Christa Irwin left Advisory Alpha, Llc for Brookstone Wealth Advisors, Llc (registered 2024-11-06)Dec 5, 2022 · Advisor changed firm · fact
- Advisory Alpha, Llc reported RAUM $1.8B, up 46% from $1.2B (2021-12-22 to 2022-03-18)Mar 18, 2022 · RAUM change · derived
- Advisory Alpha, Llc reported RAUM $1.2B, up 56% from $800.7M (2021-03-03 to 2021-04-01)Apr 1, 2021 · RAUM change · derived
- Advisory Alpha, Llc reported 44 state-registered advisory representatives, up from 24 (2021-03-03 to 2021-04-01)Apr 1, 2021 · Advisor headcount change · derived
- Advisory Alpha, Llc reported 21 offices beyond its principal office, up from 11 (2020-09-03 to 2020-11-11)Nov 11, 2020 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-530-1400reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- ADVISORYALPHA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-530-1400reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- advisoryalpha.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026