DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••• M•••••••

A•••••••• F••••• O•••••• L••independent RIARedondo Beach, Ca IA-onlyIAPD 5248941

Feed of 09/15/2026

At current firm

0 y

since Jan 1, 2026

In the industry

26 y

since Jan 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••••• F••••• O•••••• L•• independent RIA current
since Jan 1, 2026 · Marina Del Rey, Ca
K••••• A••••••• S•••••••• L•• BD affiliated
Oct 3, 2023 to Dec 12, 2025 · Austin, Tx
O•••• W•••••• I••• BD affiliated
Sep 1, 2023 to Oct 8, 2023 · Redondo Beach, Ca
S•••••••• F••••••••• I••• former
Feb 25, 2013 to Sep 1, 2023 · Redondo Beach, Ca
N•• A•••••• S•••••••• L•• former
Oct 8, 2010 to Jan 18, 2013 · Pleasanton, Ca

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to A•••••••• F••••• O•••••• L••
left Dec 12, 2025, registered Jan 1, 2026 (20 days) · Affiliated broker-dealer or bank to independent RIA
O•••• W•••••• I••• to K••••• A••••••• S•••••••• L••
left Oct 8, 2023, registered Oct 3, 2023 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
N•• A•••••• S•••••••• L•• to S•••••••• F••••••••• I•••
left Jan 18, 2013, registered Feb 25, 2013 (38 days) · Other

Signals

M•••••• J••• M••••••• left K••••• A••••••• S•••••••• L•• for A•••••••• F••••• O•••••• L•• (registered 2026-01-01)
Dec 12, 2025 · a•••••• firm change · fact
M•••••• J••• M••••••• left O•••• W•••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2023-10-03)
Oct 8, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address