RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• J••••••
- R•••• P••• F•••••••• L•• state registered currentsince Feb 4, 2026 · Spring Lake Park, Mn
- G••••••• A•••••••• L•• independent RIAJul 1, 2014 to Feb 1, 2021 · Arden Hills, Mn
- G••••••• W••••• M••••••••• L•• formerNov 25, 2013 to Jul 7, 2014 · Arden Hills, Mn
- G••••••• A•••••••• L•• independent RIAMar 26, 2013 to Nov 11, 2013 · Arden Hills, Mn
- G••••• P•••••••• S••••••••• I••• formerMar 4, 2008 to Sep 11, 2008 · Hartford, Ct
- G••••••• A•••••••• L•• to R•••• P••• F•••••••• L••left Feb 1, 2021, registered Feb 4, 2026 (1829 days) · RIA to a state-registered adviser
- G••••••• W••••• M••••••••• L•• to G••••••• A•••••••• L••left Jul 7, 2014, registered Jul 1, 2014 (-6 days) · Other
- G••••••• A•••••••• L•• to G••••••• W••••• M••••••••• L••left Nov 11, 2013, registered Nov 25, 2013 (14 days) · Other
- G••••• P•••••••• S••••••••• I••• to G••••••• A•••••••• L••left Sep 11, 2008, registered Mar 26, 2013 (1657 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address