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Registered advisor
T••••••• V••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tommy V••••••
At current firm
0 y
since Apr 13, 2026
In the industry
16 y
since Apr 30, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Apr 13, 2026 · Overland Park, Ks
- S••••••••• A•••• M••••••••• L•• independent RIAOct 3, 2022 to Apr 27, 2026 · San Francisco, Ca
- E•••••• C•••••• M••••••••• L•• formerMar 1, 2011 to Jun 19, 2012 · Arlington, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 3, 2010 to Nov 23, 2010 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••• M••••••••• L•• to C••••••• P•••••••left Apr 27, 2026, registered Apr 13, 2026 (-14 days) · RIA to RIA
- E•••••• C•••••• M••••••••• L•• to S••••••••• A•••• M••••••••• L••left Jun 19, 2012, registered Oct 3, 2022 (3758 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left Nov 23, 2010, registered Mar 1, 2011 (98 days) · Other
Signals
- T••••••• V•••••• left S••••••••• A•••• M••••••••• L•• for C••••••• P••••••• (registered 2026-04-13)Apr 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address