DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren J Palacio
Feed of 09/14/2026
Also filed as Lauren Joan Finefrock
At current firm
2 y
since Sep 22, 2023
In the industry
19 y
since Mar 29, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Goldman Sachs Wealth Services, L.P. BD affiliated currentsince Sep 22, 2023 · Dallas, Tx
- United Capital Financial Advisors independent RIAJun 22, 2022 to Sep 22, 2023 · Chicago,, Il
- United Capital Financial Advisors independent RIAAug 31, 2021 to Jun 3, 2022 · Chicago, Il
- Goldman Sachs & Co. LLC wirehouseJan 28, 2016 to Oct 15, 2019 · New York, Ny
- Raymond James & Associates, Inc. national BDApr 20, 2009 to Aug 26, 2015 · Cincinnati, Oh
- Fifth Third Securities, Inc. BD affiliatedMay 22, 2007 to May 8, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Goldman Sachs Wealth Services, L.P.left Sep 22, 2023, registered Sep 22, 2023 (0 days) · Affiliated broker-dealer or bank to another
- Goldman Sachs & Co. LLC to United Capital Financial Advisorsleft Oct 15, 2019, registered Aug 31, 2021 (686 days) · Wirehouse to affiliated broker-dealer or bank
- Raymond James & Associates, Inc. to Goldman Sachs & Co. LLCleft Aug 26, 2015, registered Jan 28, 2016 (155 days) · Affiliated broker-dealer or bank to wirehouse
- Fifth Third Securities, Inc. to Raymond James & Associates, Inc.left May 8, 2009, registered Apr 20, 2009 (-18 days) · Other
Signals
- Lauren J Palacio left United Capital Financial Advisors for Goldman Sachs Wealth Services, L.P. (registered 2023-09-22)Sep 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address