DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• N•••••

M••••••••• L••state registeredMissoula, MtIA-onlyIAPD 5258830

Certified Financial Planner

Feed of 09/14/2026

Also filed as Molly Nicholls

At current firm

1 y

since Nov 27, 2024

In the industry

19 y

since Jan 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••••• L•• state registered current
since Nov 27, 2024 · Missoula, Mt
M•••••• BD affiliated
Jan 18, 2024 to Jan 28, 2025 · Missoula, Mt
A•••••• A••••••• S••••••• former
Jan 31, 2022 to Feb 7, 2024 · Missoula, Mt
A•••••• P••••••• P•••••••• I••• BD affiliated
Mar 11, 2019 to Feb 7, 2024 · Missoula, Mt
L•• F•••••••• L•• BD affiliated
Nov 29, 2016 to Mar 14, 2019 · Missoula, Mt
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Nov 30, 2016 · Missoula, Mt
C••••• I••••••••• S••••••• L•• former
Nov 19, 2012 to Jan 21, 2014 · Missoula, Mt

Moves

a registration end followed by a registration begin elsewhere

M•••••• to M••••••••• L••
left Jan 28, 2025, registered Nov 27, 2024 (-62 days) · Affiliated broker-dealer or bank to a state-registered adviser
A•••••• A••••••• S••••••• to M••••••
left Feb 7, 2024, registered Jan 18, 2024 (-20 days) · Affiliated broker-dealer or bank to another
A•••••• P••••••• P•••••••• I••• to A•••••• A••••••• S•••••••
left Feb 7, 2024, registered Jan 31, 2022 (-737 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to A•••••• P••••••• P•••••••• I•••
left Mar 14, 2019, registered Mar 11, 2019 (-3 days) · RIA to RIA
C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Nov 30, 2016, registered Nov 29, 2016 (-1 days) · corporate re-registration, not a move
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move

Signals

M•••• N••••• left Mariner for M••••••••• L•• (registered 2024-11-27)
Jan 28, 2025 · Advisor changed firm · fact
M•••• N••••• left A•••••• A••••••• S••••••• for Mariner (registered 2024-01-18)
Feb 7, 2024 · Advisor changed firm · fact
M•••• N••••• left A•••••• P••••••• P•••••••• I••• for A•••••• A••••••• S••••••• (registered 2022-01-31)
Feb 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address