A••••• M•••• D••••• D••••••

• T••• W••••• state registered current
  since Oct 17, 2023 · Durham, Nc
• M•• I•••••••• S•••••••• L•• BD affiliated
  Feb 6, 2019 to Feb 10, 2023 · Chapel Hill, Nc
• J••• M••••• S••••••••• L•• wirehouse
  Dec 9, 2011 to Jul 5, 2018 · Boston, Ma

• M•• I•••••••• S•••••••• L•• to T••• W•••••
  left Feb 10, 2023, registered Oct 17, 2023 (249 days) · Affiliated broker-dealer or bank to a state-registered adviser
• J••• M••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
  left Jul 5, 2018, registered Feb 6, 2019 (216 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  Feb 10, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address