DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• H••••• G••••••••

L••••• E••• A•••••••independent RIANew York, NyIA-onlyIAPD 5260745

Feed of 09/14/2026

Also filed as B•••• H G••••••••

At current firm

2 y

since Nov 1, 2023

In the industry

18 y

since Feb 11, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••••• E••• A••••••• independent RIA current
since Nov 1, 2023 · New York, Ny
W••••••••• P•••••••• L•• independent RIA
Jul 11, 2022 to Nov 1, 2023 · Cary, Nc
A••••• A•• P••••••• S••••••• BD affiliated
Feb 26, 2013 to Jul 6, 2022 · New York, Ny
C••••• S••••• S••••••••• •••• L•• former
Feb 28, 2012 to Feb 25, 2013 · Greenwich, Ct
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 13, 2008 to Feb 21, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W••••••••• P•••••••• L•• to L••••• E••• A•••••••
left Nov 1, 2023, registered Nov 1, 2023 (0 days) · RIA to a newly registered adviser · moved with a team
A••••• A•• P••••••• S••••••• to W••••••••• P•••••••• L••
left Jul 6, 2022, registered Jul 11, 2022 (5 days) · Affiliated broker-dealer or bank to independent RIA
C••••• S••••• S••••••••• •••• L•• to A••••• A•• P••••••• S•••••••
left Feb 25, 2013, registered Feb 26, 2013 (1 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• S••••• S••••••••• •••• L••
left Feb 21, 2012, registered Feb 28, 2012 (7 days) · Other

Signals

B•••• H••••• G•••••••• left W••••••••• P•••••••• L•• for L••••• E••• A••••••• (registered 2023-11-01)
Nov 1, 2023 · Advisor changed firm · fact
B•••• H••••• G•••••••• left A••••• A•• P••••••• S••••••• for W••••••••• P•••••••• L•• (registered 2022-07-11)
Jul 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address