RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• N••••• S•••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Mar 6, 2014 · Charlotte, Nc
- C••••• A•••••• N••••••• L•• formerJan 3, 2011 to Feb 21, 2014 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedNov 20, 2007 to Mar 26, 2009 · Charlotte, Nc
- C••••• A•••••• N••••••• L•• to I••••••••• A•••••• A•••••••• L••left Feb 21, 2014, registered Mar 6, 2014 (13 days) · Other
- L•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Mar 26, 2009, registered Jan 3, 2011 (648 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address