DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cody Stratton Carpenter
Certified Financial Planner
Feed of 09/14/2026
Also filed as Cody S Carpenter
At current firm
0 y
since May 19, 2026
In the industry
17 y
since Apr 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Umb Private Wealth Management, LLC mixed wealth currentsince May 19, 2026 · Leawood, Ks
- Umb Financial Services, Inc. independent RIASep 9, 2022 to Apr 30, 2026 · Leawood, Ks
- Creative Planning independent RIADec 7, 2018 to Aug 2, 2022 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- Umb Financial Services, Inc. to Umb Private Wealth Management, LLCleft Apr 30, 2026, registered May 19, 2026 (19 days) · Other · moved with a team
- Creative Planning to Umb Financial Services, Inc.left Aug 2, 2022, registered Sep 9, 2022 (38 days) · RIA to affiliated broker-dealer or bank
Signals
- Cody Stratton Carpenter left Umb Financial Services, Inc. for Umb Private Wealth Management, Llc (registered 2026-05-19)Apr 30, 2026 · Advisor changed firm · fact
- Cody Stratton Carpenter left Creative Planning for Umb Financial Services, Inc. (registered 2022-09-09)Aug 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address